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LCM

Advent/Claymore Enhanced Gth & F

Delisted

LCM was delisted on the 24th of August, 2018.

29 hedge funds and large institutions have $48.9M invested in Advent/Claymore Enhanced Gth & F in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

0% more capital invested

Capital invested by funds: $48.6M → $48.9M (+$216K)

3% less funds holding

Funds holding: 3029 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
10
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$12.3M
SCM
2
Saba Capital Management
New York
$11.2M +$1.49M +174,619 +15%
RCM
3
Rivernorth Capital Management
Florida
$5.69M -$63.2K -7,420 -1%
AAM
4
Advisors Asset Management
Colorado
$4.33M +$615K +72,260 +16%
Morgan Stanley
5
Morgan Stanley
New York
$2.74M -$30.6K -3,599 -1%
Citigroup
6
Citigroup
New York
$1.98M +$35.7K +4,188 +2%
Bank of America
7
Bank of America
North Carolina
$1.75M +$877K +103,068 +99%
WAM
8
Weiss Asset Management
Massachusetts
$1.66M -$1.22M -143,659 -42%
RJA
9
Raymond James & Associates
Florida
$1.26M +$232K +27,297 +22%
Wells Fargo
10
Wells Fargo
California
$1.24M +$1.98K +232 +0.2%
LPL Financial
11
LPL Financial
California
$650K +$19.1K +2,240 +3%
UBS Group
12
UBS Group
Switzerland
$510K -$10.3K -1,215 -2%
DA
13
Doliver Advisors
Texas
$455K +$22.2K +2,610 +5%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$449K
AA
15
Ancora Advisors
Ohio
$425K +$426K +50,000 +14,085%
CL
16
CSS LLC
Illinois
$390K
Invesco
17
Invesco
Georgia
$294K -$296K -34,716 -50%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$283K -$23.8K -2,797 -8%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$258K -$13.6K -1,593 -5%
CRC
20
Curi RMB Capital
Illinois
$220K +$222K +26,085 New
SFS
21
Shaker Financial Services
Virginia
$183K +$184K +21,626 New
Truist Financial
22
Truist Financial
North Carolina
$142K +$3.37K +396 +2%
YCM
23
Yakira Capital Management
Connecticut
$131K
Stifel Financial
24
Stifel Financial
Missouri
$104K -$12.8K -1,503 -11%
AG
25
Advisor Group
Arizona
$83K

LCM Hedge Fund Activity: Q1 2017 in Review

29 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Advent/Claymore Enhanced Gth & F (LCM) for Q1 2017, worth a combined $48.9M — up 0.44% from $48.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of LCM and 3 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 10 added.

The largest buyer was Saba Capital Management, adding an estimated $1.49M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $2.07M sold.

  • 29 institutional investors held Advent/Claymore Enhanced Gth & F (LCM) as of Q1 2017, down from 30 in Q4 2016.
  • Funds reported $48.9M of Advent/Claymore Enhanced Gth & F stock for Q1 2017, up 0.44% quarter-over-quarter.
  • 3 funds opened new Advent/Claymore Enhanced Gth & F positions in Q1 2017 and 4 closed out, a net change of -1 holder.
  • The largest Advent/Claymore Enhanced Gth & F buyer in Q1 2017 was Saba Capital Management, an estimated $1.49M added.
  • The largest Advent/Claymore Enhanced Gth & F seller in Q1 2017 was Mariner Investment Group, an estimated $2.07M sold.

Based on aggregated 13F filings for Q1 2017.