Mariner Investment Group’s Advent/Claymore Enhanced Gth & F LCM Stock Holding History

Mariner Investment Group’s Portfolio LCM Stock Details LCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-249,356	Closed	-$2.07M	–	109
2016 Q4	$2.07M	Sell	249,356 -48,662	-16%	-$396K	1.11%	20
2016 Q3	$2.49M	Sell	298,018 -298,018	-50%	-$2.5M	1.28%	25
2016 Q2	$4.88M	Buy	596,036 +78,490	+15%	+$649K	1.65%	25
2016 Q1	$4.25M	Buy	517,546 +35,798	+7%	+$281K	1.17%	29
2015 Q4	$3.98M	Buy	481,748 +156,105	+48%	+$1.32M	0.89%	37
2015 Q3	$2.67M	Buy	+325,643	New	+$2.85M	0.54%	57

Other funds holding LCM

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Mariner Investment Group's LCM Position: Q1 2017 in Review

Mariner Investment Group sold out of Advent/Claymore Enhanced Gth & F (LCM) in Q1 2017, closing a stake of 249,356 shares — an estimated $2.07M sold.

Mariner Investment Group first reported a position in LCM in Q3 2015 and held it in 6 quarters. The position peaked at $4.88M in Q2 2016. 29 funds tracked by Wall St. Rank hold LCM as of Q1 2017.

Mariner Investment Group reported no remaining Advent/Claymore Enhanced Gth & F position as of Q1 2017 after selling out during the quarter.
Mariner Investment Group sold 249,356 Advent/Claymore Enhanced Gth & F shares in Q1 2017, an estimated $2.07M.
Mariner Investment Group first reported a position in Advent/Claymore Enhanced Gth & F in Q3 2015 and held it in 6 quarters.
Mariner Investment Group's Advent/Claymore Enhanced Gth & F position peaked at $4.88M in Q2 2016.
29 funds tracked by Wall St. Rank held Advent/Claymore Enhanced Gth & F as of Q1 2017.

Based on Mariner Investment Group's 13F filing for Q1 2017, filed 11 May 2017.