Weiss Asset Management’s Advent/Claymore Enhanced Gth & F LCM Stock Holding History

Weiss Asset Management’s Portfolio LCM Stock Details LCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-196,864	Closed	-$1.66M	–	116
2017 Q1	$1.66M	Sell	196,864 -143,659	-42%	-$1.22M	0.22%	39
2016 Q4	$2.83M	Buy	340,523 +190,683	+127%	+$1.55M	0.42%	37
2016 Q3	$1.25M	Buy	+149,840	New	+$1.26M	0.23%	56
2016 Q1	–	Sell	-13,768	Closed	-$114K	–	236
2015 Q4	$114K	Buy	13,768 +2,651	+24%	+$22.5K	0.03%	221
2015 Q3	$91K	Buy	+11,117	New	+$97.3K	0.07%	36

Other funds holding LCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return