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LCM

Advent/Claymore Enhanced Gth & F

Delisted

LCM was delisted on the 24th of August, 2018.

29 hedge funds and large institutions have $23.2M invested in Advent/Claymore Enhanced Gth & F in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 2

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

25% more capital invested

Capital invested by funds: $18.6M → $23.2M (+$4.57M)

16% more funds holding

Funds holding: 2529 (+4)

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.65M +$1.45M +146,591 +34%
RCM
2
Rivernorth Capital Management
Florida
$3.98M +$86.2K +8,700 +2%
Morgan Stanley
3
Morgan Stanley
New York
$3.84M +$76.8K +7,749 +2%
WAM
4
Wolverine Asset Management
Illinois
$1.65M +$1.43M +144,637 +611%
Invesco
5
Invesco
Georgia
$1.46M +$342K +34,542 +30%
AQR Capital Management
6
AQR Capital Management
Connecticut
$1.16M +$226K +22,795 +24%
SG Americas Securities
7
SG Americas Securities
New York
$864K
CA
8
Cornerstone Advisors
North Carolina
$771K
RJA
9
Raymond James & Associates
Florida
$718K -$31.9K -3,224 -4%
DA
10
Doliver Advisors
Texas
$707K +$145K +14,605 +25%
BI
11
Bulldog Investors
New Jersey
$491K +$498K +50,233 New
Wells Fargo
12
Wells Fargo
California
$324K +$51.5K +5,201 +19%
TC
13
TFS Capital
Pennsylvania
$212K +$109K +10,982 +103%
Bank of America
14
Bank of America
North Carolina
$211K +$150K +15,126 +233%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$179K +$19.8K +2,000 +12%
LPL Financial
16
LPL Financial
California
$145K +$4.96K +500 +4%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$139K +$141K +14,200 New
VKH
18
Virtu KCG Holdings
New York
$117K +$119K +11,991 New
STI
19
Susquehanna Trust & Investment
Pennsylvania
$109K
GBA
20
Garrison Bradford & Associates
New York
$103K
Citigroup
21
Citigroup
New York
$99K +$22.9K +2,308 +29%
Deutsche Bank
22
Deutsche Bank
Germany
$94K +$96.1K +9,700 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$83K +$1.99K +201 +2%
TRCT
24
Tower Research Capital (TRC)
New York
$42K +$34.1K +3,440 +382%
HI
25
Hudock Inc
Pennsylvania
$32K +$32.1K +3,244 New

LCM Hedge Fund Activity: Q3 2013 in Review

29 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Advent/Claymore Enhanced Gth & F (LCM) for Q3 2013, worth a combined $23.2M — up 25% from $18.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LCM positions and 2 closed out — a net gain of 4 holders — while 15 added to existing stakes and 2 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.45M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $241K sold.

  • 29 institutional investors held Advent/Claymore Enhanced Gth & F (LCM) as of Q3 2013, up from 25 in Q2 2013.
  • Funds reported $23.2M of Advent/Claymore Enhanced Gth & F stock for Q3 2013, up 25% quarter-over-quarter.
  • 6 funds opened new Advent/Claymore Enhanced Gth & F positions in Q3 2013 and 2 closed out, a net change of +4 holders.
  • The largest Advent/Claymore Enhanced Gth & F buyer in Q3 2013 was Advisors Asset Management, an estimated $1.45M added.
  • The largest Advent/Claymore Enhanced Gth & F seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $241K sold.

Based on aggregated 13F filings for Q3 2013.