LPL Financial
LCM

LPL Financial’s Advent/Claymore Enhanced Gth & F LCM Stock Holding History

LPL Financial’s Portfolio LCM Stock Details LCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-39,947
Closed -$344K – 3106
2017
Q3 		$344K Buy
39,947
+2,564
+7% +$22K ﹤0.01% 2253
2017
Q2 		$327K Sell
37,383
-39,410
-51% -$343K ﹤0.01% 2219
2017
Q1 		$650K Buy
76,793
+2,240
+3% +$19.1K ﹤0.01% 1574
2016
Q4 		$623K Buy
74,553
+829
+1% +$6.75K ﹤0.01% 1547
2016
Q3 		$610K Buy
73,724
+3,699
+5% +$31K 0.01% 1549
2016
Q2 		$576K Sell
70,025
-76,462
-52% -$632K ﹤0.01% 1553
2016
Q1 		$1.2M Buy
146,487
+9,258
+7% +$72.8K ﹤0.01% 1553
2015
Q4 		$1.13M Buy
+137,229
New +$1.16M ﹤0.01% 1589
2015
Q2 		– Sell
-10,336
Closed -$97K – 2982
2015
Q1 		$97K Sell
10,336
-1,338
-11% -$12.4K ﹤0.01% 2679
2014
Q4 		$104K Sell
11,674
-439
-4% -$4.03K ﹤0.01% 2622
2014
Q3 		$114K Sell
12,113
-1,000
-8% -$10.1K ﹤0.01% 2592
2014
Q2 		$135K Hold
13,113
– – ﹤0.01% 2567
2014
Q1 		$134K Sell
13,113
-500
-4% -$5.16K ﹤0.01% 2528
2013
Q4 		$138K Sell
13,613
-944
-6% -$9.37K ﹤0.01% 2524
2013
Q3 		$145K Buy
14,557
+500
+4% +$4.96K ﹤0.01% 2399
2013
Q2 		$137K Buy
+14,057
New +$140K ﹤0.01% 2287

Other funds holding LCM

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

LPL Financial's LCM Position: Q4 2017 in Review

LPL Financial sold out of Advent/Claymore Enhanced Gth & F (LCM) in Q4 2017, closing a stake of 39,947 shares — an estimated $344K sold.

LPL Financial first reported a position in LCM in Q2 2013 and held it in 16 quarters. The position peaked at $1.2M in Q1 2016. 28 funds tracked by Wall St. Rank hold LCM as of Q4 2017.

  • LPL Financial reported no remaining Advent/Claymore Enhanced Gth & F position as of Q4 2017 after selling out during the quarter.
  • LPL Financial sold 39,947 Advent/Claymore Enhanced Gth & F shares in Q4 2017, an estimated $344K.
  • LPL Financial first reported a position in Advent/Claymore Enhanced Gth & F in Q2 2013 and held it in 16 quarters.
  • LPL Financial's Advent/Claymore Enhanced Gth & F position peaked at $1.2M in Q1 2016.
  • 28 funds tracked by Wall St. Rank held Advent/Claymore Enhanced Gth & F as of Q4 2017.

Based on LPL Financial's 13F filing for Q4 2017, filed 14 Feb 2018.