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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRE
951
DELISTED
Duke Realty Corp.
DRE
– –
-1,859
Closed -$28K
SFUN
952
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-12
Closed -$10K
ANH
953
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-177
Closed -$1K
MNK
954
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
5
– –
GNC
955
DELISTED
GNC Holdings, Inc.
GNC
– –
-416
Closed -$24K
SFLY
956
DELISTED
Shutterfly, Inc.
SFLY
– –
-138
Closed -$7K
APU
957
DELISTED
AmeriGas Partners, L.P.
APU
– –
-272
Closed -$12K
ACET
958
DELISTED
Aceto Corp
ACET
– –
-336
Closed -$8K
CVRR
959
DELISTED
CVR Refining, LP
CVRR
– –
-150
Closed -$3K
ENLK
960
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-1,060
Closed -$29K
EEQ
961
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-332
Closed -$6K
SONC
962
DELISTED
Sonic Corp
SONC
– –
-840
Closed -$17K
ARII
963
DELISTED
American Railcar Industries, Inc.
ARII
– –
-550
Closed -$25K
AGC
964
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-5
Closed –
JASO
965
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$0 ﹤0.01%
40
– –
MON
966
DELISTED
Monsanto Co
MON
– –
-261
Closed -$30K
HVPW
967
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
– –
-100
Closed -$3K
NTI
968
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-200
Closed -$5K
UNIS
969
DELISTED
Unilife Corporation
UNIS
– –
-80
Closed -$4K
HPY
970
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-351
Closed -$17K
RNF
971
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-300
Closed -$5K
REE
972
DELISTED
RARE ELEMENT RES LTD
REE
$0 ﹤0.01%
+100
New +$162
MSO
973
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$0 ﹤0.01%
+108
New +$491
BRLI
974
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-140
Closed -$4K
MCP
975
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
+100
New +$516
36 37 38
39
40

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CC
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VCM
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ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.