Regal Investment Advisors’s U.S. Equity High Volatility Put Write Index Fund HVPW Stock Holding History

Regal Investment Advisors’s Portfolio HVPW Stock Details HVPW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,615	Closed	-$33K	–	1022
2015 Q3	$33K	Sell	1,615 -485	-23%	-$10.6K	0.01%	480
2015 Q2	$48K	Buy	+2,100	New	+$49.7K	0.01%	424
2014 Q1	–	Sell	-100	Closed	-$3K	–	967
2013 Q4	$3K	Buy	+100	New	+$2.58K	﹤0.01%	743

Other funds holding HVPW

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

FEG

Financial Enhancement Group Anderson, Indiana $839M AUM 18.63% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFM

Signet Financial Management Parsippany, New Jersey $892M AUM 23.24% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Regal Investment Advisors's HVPW Position: Q4 2015 in Review

Regal Investment Advisors sold out of U.S. Equity High Volatility Put Write Index Fund (HVPW) in Q4 2015, closing a stake of 1,615 shares — an estimated $33K sold.

Regal Investment Advisors first reported a position in HVPW in Q4 2013 and held it in 3 quarters. The position peaked at $48K in Q2 2015. 29 funds tracked by Wall St. Rank hold HVPW as of Q4 2015.

Regal Investment Advisors reported no remaining U.S. Equity High Volatility Put Write Index Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 1,615 U.S. Equity High Volatility Put Write Index Fund shares in Q4 2015, an estimated $33K.
Regal Investment Advisors first reported a position in U.S. Equity High Volatility Put Write Index Fund in Q4 2013 and held it in 3 quarters.
Regal Investment Advisors's U.S. Equity High Volatility Put Write Index Fund position peaked at $48K in Q2 2015.
29 funds tracked by Wall St. Rank held U.S. Equity High Volatility Put Write Index Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.