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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIDO icon
876
iShares MSCI Indonesia ETF
EIDO
$501M
$2K ﹤0.01%
60
– –
FYLD icon
877
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$2K ﹤0.01%
100
– –
HSBC icon
878
HSBC
HSBC
$356B
$2K ﹤0.01%
50
– –
MBOT icon
879
Microbot Medical
MBOT
$127M
$2K ﹤0.01%
1
– –
OGS icon
880
ONE Gas
OGS
$5.04B
$2K ﹤0.01%
70
– –
PBR icon
881
Petrobras
PBR
$116B
$2K ﹤0.01%
150
-2,438
-94% -$40.8K
PEGA icon
882
Pegasystems
PEGA
$5.38B
$2K ﹤0.01%
240
-620
-72% -$6.69K
PHD
883
DELISTED
Pioneer Floating Rate Fund
PHD
$2K ﹤0.01%
200
– –
PXI icon
884
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$2K ﹤0.01%
30
-50
-63% -$3.11K
RELL icon
885
Richardson Electronics
RELL
$304M
$2K ﹤0.01%
200
– –
SFL icon
886
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
120
– –
SMFG icon
887
Sumitomo Mitsui Financial
SMFG
$164B
$2K ﹤0.01%
208
+3
+1% +$25
SQM icon
888
Sociedad Química y Minera de Chile
SQM
$20.6B
$2K ﹤0.01%
81
– –
TEL icon
889
TE Connectivity
TEL
$62.6B
$2K ﹤0.01%
42
-25
-37% -$1.55K
USB icon
890
US Bancorp
USB
$99.6B
$2K ﹤0.01%
50
-401
-89% -$16.9K
S
891
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
294
– –
TOO
892
DELISTED
Teekay Offshore Partners L.P.
TOO
$2K ﹤0.01%
68
– –
HGT
893
DELISTED
Hugoton Royalty Trust
HGT
$2K ﹤0.01%
200
– –
OA
894
DELISTED
Orbital ATK, Inc.
OA
$2K ﹤0.01%
+15
New +$1.96K
PNRA
895
DELISTED
Panera Bread Co
PNRA
$2K ﹤0.01%
10
– –
INVN
896
DELISTED
Invensense Inc
INVN
$2K ﹤0.01%
+100
New +$2.36K
CSH
897
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$2K ﹤0.01%
110
– –
WX
898
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$2K ﹤0.01%
63
– –
RGP
899
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$2K ﹤0.01%
70
– –
EPB
900
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$2K ﹤0.01%
45
-1,150
-96% -$44K
34 35
36
37 38

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.