RIA
PHD

Regal Investment Advisors’s Pioneer Floating Rate Fund PHD Stock Holding History

Regal Investment Advisors’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-200
Closed -$2K – 710
2015
Q3 		$2K Hold
200
– – ﹤0.01% 943
2015
Q2 		$2K Hold
200
– – ﹤0.01% 848
2015
Q1 		$2K Hold
200
– – ﹤0.01% 910
2014
Q4 		$2K Hold
200
– – ﹤0.01% 857
2014
Q3 		$2K Hold
200
– – ﹤0.01% 883
2014
Q2 		$2K Hold
200
– – ﹤0.01% 848
2014
Q1 		$3K Hold
200
– – ﹤0.01% 797
2013
Q4 		$3K Sell
200
-342
-63% -$4.26K ﹤0.01% 733
2013
Q3 		$7K Sell
542
-1,128
-68% -$14.5K ﹤0.01% 665
2013
Q2 		$22K Buy
+1,670
New +$22.9K 0.01% 443

Other funds holding PHD

Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
BCC
Bain Capital Credit Boston, Massachusetts $368M AUM 9.33% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Regal Investment Advisors's PHD Position: Q4 2015 in Review

Regal Investment Advisors sold out of Pioneer Floating Rate Fund (PHD) in Q4 2015, closing a stake of 200 shares — an estimated $2K sold.

Regal Investment Advisors first reported a position in PHD in Q2 2013 and held it in 10 quarters. The position peaked at $22K in Q2 2013. 64 funds tracked by Wall St. Rank hold PHD as of Q4 2015.

  • Regal Investment Advisors reported no remaining Pioneer Floating Rate Fund position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 200 Pioneer Floating Rate Fund shares in Q4 2015, an estimated $2K.
  • Regal Investment Advisors first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 10 quarters.
  • Regal Investment Advisors's Pioneer Floating Rate Fund position peaked at $22K in Q2 2013.
  • 64 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.