Regal Investment Advisors’s Pioneer Floating Rate Fund PHD Stock Holding History

Regal Investment Advisors’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-200	Closed	-$2K	–	710
2015 Q3	$2K	Hold	200	–	–	﹤0.01%	943
2015 Q2	$2K	Hold	200	–	–	﹤0.01%	848
2015 Q1	$2K	Hold	200	–	–	﹤0.01%	910
2014 Q4	$2K	Hold	200	–	–	﹤0.01%	857
2014 Q3	$2K	Hold	200	–	–	﹤0.01%	883
2014 Q2	$2K	Hold	200	–	–	﹤0.01%	848
2014 Q1	$3K	Hold	200	–	–	﹤0.01%	797
2013 Q4	$3K	Sell	200 -342	-63%	-$4.26K	﹤0.01%	733
2013 Q3	$7K	Sell	542 -1,128	-68%	-$14.5K	﹤0.01%	665
2013 Q2	$22K	Buy	+1,670	New	+$22.9K	0.01%	443

Other funds holding PHD

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $368M AUM 9.33% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Regal Investment Advisors's PHD Position: Q4 2015 in Review

Regal Investment Advisors sold out of Pioneer Floating Rate Fund (PHD) in Q4 2015, closing a stake of 200 shares — an estimated $2K sold.

Regal Investment Advisors first reported a position in PHD in Q2 2013 and held it in 10 quarters. The position peaked at $22K in Q2 2013. 64 funds tracked by Wall St. Rank hold PHD as of Q4 2015.

Regal Investment Advisors reported no remaining Pioneer Floating Rate Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 200 Pioneer Floating Rate Fund shares in Q4 2015, an estimated $2K.
Regal Investment Advisors first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 10 quarters.
Regal Investment Advisors's Pioneer Floating Rate Fund position peaked at $22K in Q2 2013.
64 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.