RIA
PHD

Regal Investment Advisors’s Pioneer Floating Rate Fund PHD Stock Holding History

Regal Investment Advisors’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-200
Closed -$2K – 710
2015
Q3 		$2K Hold
200
– – ﹤0.01% 943
2015
Q2 		$2K Hold
200
– – ﹤0.01% 848
2015
Q1 		$2K Hold
200
– – ﹤0.01% 910
2014
Q4 		$2K Hold
200
– – ﹤0.01% 857
2014
Q3 		$2K Hold
200
– – ﹤0.01% 883
2014
Q2 		$2K Hold
200
– – ﹤0.01% 848
2014
Q1 		$3K Hold
200
– – ﹤0.01% 797
2013
Q4 		$3K Sell
200
-342
-63% -$4.26K ﹤0.01% 733
2013
Q3 		$7K Sell
542
-1,128
-68% -$14.5K ﹤0.01% 665
2013
Q2 		$22K Buy
+1,670
New +$22.9K 0.01% 443

Other funds holding PHD

Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
BCC
Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $330M AUM 25.25% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return