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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

41 hedge funds and large institutions have $72M invested in Pioneer Floating Rate Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

3% more funds holding

Funds holding: 4041 (+1)

3% more capital invested

Capital invested by funds: $69.6M → $72M (+$2.38M)

0.91% more ownership

Funds ownership: 22.16%23.07% (+0.91%)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$19.4M -$1.79M -139,253 -8%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$10.7M
AAM
3
Advisors Asset Management
Colorado
$7.91M -$2.1M -163,243 -21%
Invesco
4
Invesco
Georgia
$5.05M -$846K -65,842 -14%
Bessemer Group
5
Bessemer Group
New Jersey
$3.16M +$3.21M +250,000 New
Morgan Stanley
6
Morgan Stanley
New York
$2.78M +$227K +17,674 +9%
N
7
Nuveen
North Carolina
$2.52M
TAM
8
Trust Asset Management
Texas
$2.18M +$2.22M +172,483 New
RTS
9
Round Table Services
New Jersey
$2.06M +$1.64M +128,000 +364%
Bank of America
10
Bank of America
North Carolina
$1.97M +$3.96K +308 +0.2%
PPA
11
Parametric Portfolio Associates
Washington
$1.68M -$311K -24,210 -15%
HK
12
Horizon Kinetics
New York
$1.61M +$4.02K +313 +0.2%
Cohen & Steers
13
Cohen & Steers
New York
$1.61M
LPL Financial
14
LPL Financial
California
$1.56M -$208K -16,200 -12%
CIA
15
Capital Investment Advisors
Georgia
$1.19M +$209K +16,239 +21%
U
16
UBS
Switzerland
$1.13M +$151K +11,755 +15%
ARC
17
Absolute Return Capital
Massachusetts
$1.01M +$159K +12,371 +18%
GI
18
Gradient Investments
Minnesota
$777K +$335K +26,045 +73%
ACM
19
Aviance Capital Management
Florida
$609K +$422K +32,843 +214%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$491K
NPC
21
National Planning Corporation
California
$366K +$378K +29,420 New
Wells Fargo
22
Wells Fargo
California
$320K -$75K -5,840 -19%
RJA
23
Raymond James & Associates
Florida
$306K +$43.4K +3,377 +16%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$299K -$5.54K -431 -2%
Ameriprise
25
Ameriprise
Minnesota
$241K +$71.6K +5,573 +41%

PHD Hedge Fund Activity: Q1 2014 in Review

41 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q1 2014, worth a combined $72M — up 3.4% from $69.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PHD positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Bessemer Group, opening a new position worth an estimated $3.21M. The largest seller was Advisors Asset Management, cutting an estimated $2.1M.

  • 41 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q1 2014, up from 40 in Q4 2013.
  • Funds reported $72M of Pioneer Floating Rate Fund stock for Q1 2014, up 3.4% quarter-over-quarter.
  • 5 funds opened new Pioneer Floating Rate Fund positions in Q1 2014 and 3 closed out, a net change of +2 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q1 2014 was Bessemer Group, an estimated $3.21M added.
  • The largest Pioneer Floating Rate Fund seller in Q1 2014 was Advisors Asset Management, an estimated $2.1M sold.

Based on aggregated 13F filings for Q1 2014.