Pioneer Floating Rate Fund
PHD
PHD was delisted on the 10th of October, 2025.
37 hedge funds and large institutions have $39.5M invested in Pioneer Floating Rate Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 3 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 8
6% more capital invested
Capital invested by funds: $37.5M → $39.5M (+$2.09M)
1.2% more ownership
Funds ownership: 12.69% → 13.89% (+1.2%)
5% less funds holding
Funds holding: 39 → 37 (-2)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$1.48M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$671K |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$446K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$294K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$223K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MIG
Mariner Investment Group
Harrison,
New York
|
-$252K |
| 2 |
WWMSC
Wagner Wealth Management (South Carolina)
Greenville,
South Carolina
|
-$107K |
| 3 |
Invesco
Atlanta,
Georgia
|
-$45.9K |
| 4 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$25.3K |
| 5 |
CCFM
Clear Creek Financial Management
Silverdale,
Washington
|
-$22.7K |
PHD Hedge Fund Activity: Q3 2021 in Review
37 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2021, worth a combined $39.5M — up 5.6% from $37.5M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of PHD and 2 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 12 added.
The largest buyer was Shaker Financial Services, adding an estimated $1.48M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $252K sold.
- 37 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2021, down from 39 in Q2 2021.
- Funds reported $39.5M of Pioneer Floating Rate Fund stock for Q3 2021, up 5.6% quarter-over-quarter.
- 2 funds opened new Pioneer Floating Rate Fund positions in Q3 2021 and 3 closed out, a net change of -1 holder.
- The largest Pioneer Floating Rate Fund buyer in Q3 2021 was Shaker Financial Services, an estimated $1.48M added.
- The largest Pioneer Floating Rate Fund seller in Q3 2021 was Mariner Investment Group, an estimated $252K sold.
Based on aggregated 13F filings for Q3 2021.