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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

56 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $94.6M → $100M (+$5.45M)

2.61% more ownership

Funds ownership: 38.58%41.19% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 5856 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

20% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 20

Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
16
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$25.3M +$6.07M +577,989 +32%
RVPG
2
Relative Value Partners Group
$14.4M -$50.1K -4,767 -0.3%
ISSM
3
Invesco Senior Secured Management
New York
$6.44M
CIA
4
Capital Investment Advisors
Georgia
$5.8M +$385K +36,662 +7%
Baillie Gifford & Co
5
Baillie Gifford & Co
United Kingdom
$5.7M -$104K -9,900 -2%
GC
6
Guggenheim Capital
Illinois
$5.32M +$96.9K +9,226 +2%
Invesco
7
Invesco
Georgia
$4.88M +$745K +70,974 +18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.74M +$222K +21,184 +5%
LSPW
9
Lake Street Private Wealth
Illinois
$3.34M +$3.33M +316,800 New
VEA
10
Virtus ETF Advisers
New York
$2.92M +$331K +31,547 +13%
Cohen & Steers
11
Cohen & Steers
New York
$2.77M
Bank of America
12
Bank of America
North Carolina
$2.06M +$112K +10,654 +6%
FHA
13
Flagship Harbor Advisors
Massachusetts
$1.51M -$86.2K -8,203 -5%
SIA
14
Sit Investment Associates
Minnesota
$1.39M -$53.1K -5,057 -4%
SFS
15
Shaker Financial Services
Virginia
$1.29M +$89.4K +8,508 +7%
WAM
16
Wolverine Asset Management
Illinois
$1.23M -$295K -28,102 -19%
Morgan Stanley
17
Morgan Stanley
New York
$1.13M -$370K -35,254 -25%
PCM
18
PenderFund Capital Management
British Columbia, Canada
$1.04M
TFS
19
TrustCore Financial Services
Tennessee
$906K +$685K +65,231 +313%
QGA
20
Q Global Advisors
Texas
$697K
PPA
21
Parametric Portfolio Associates
Washington
$623K +$57.5K +5,479 +10%
Wells Fargo
22
Wells Fargo
California
$540K -$148K -14,057 -21%
AA
23
AQR Arbitrage
Connecticut
$519K +$52.1K +4,961 +11%
ZA
24
Zazove Associates
Nevada
$503K -$502K -47,798 Closed
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$423K -$136K -12,970 -24%

PHD Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2019, worth a combined $100M — up 5.8% from $94.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PHD and 8 opened new positions — a net loss of 2 holders — while 20 trimmed existing stakes and 16 added.

The largest buyer was Saba Capital Management, adding an estimated $6.07M. The largest seller was Clear Creek Financial Management, exiting entirely with an estimated $1.49M sold.

  • 56 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2019, down from 58 in Q2 2019.
  • Funds reported $100M of Pioneer Floating Rate Fund stock for Q3 2019, up 5.8% quarter-over-quarter.
  • 8 funds opened new Pioneer Floating Rate Fund positions in Q3 2019 and 10 closed out, a net change of -2 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q3 2019 was Saba Capital Management, an estimated $6.07M added.
  • The largest Pioneer Floating Rate Fund seller in Q3 2019 was Clear Creek Financial Management, an estimated $1.49M sold.

Based on aggregated 13F filings for Q3 2019.