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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

49 hedge funds and large institutions have $131M invested in Pioneer Floating Rate Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $118M → $131M (+$13.1M)

2.37% more ownership

Funds ownership: 50.06%52.43% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less funds holding

Funds holding: 5249 (-3)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
9
Increased
11
Reduced
16
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$61.9M
RCM
2
Rivernorth Capital Management
Florida
$15.2M +$8.07M +814,785 +118%
SIA
3
Sit Investment Associates
Minnesota
$7.05M +$2.95M +297,467 +74%
ISSM
4
Invesco Senior Secured Management
New York
$6.22M
CIA
5
Capital Investment Advisors
Georgia
$5.72M -$199K -20,132 -3%
RVPG
6
Relative Value Partners Group
$5.26M -$1.81M -182,468 -26%
Invesco
7
Invesco
Georgia
$5.2M -$551K -55,650 -10%
GC
8
Guggenheim Capital
Illinois
$4.78M -$95.7K -9,665 -2%
Bank of America
9
Bank of America
North Carolina
$3.53M -$310K -31,253 -8%
Morgan Stanley
10
Morgan Stanley
New York
$2.76M +$130K +13,160 +5%
Cohen & Steers
11
Cohen & Steers
New York
$2.53M
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.35M -$495 -50 -0%
TFS
13
TrustCore Financial Services
Tennessee
$1.12M
CCP
14
Clough Capital Partners
Massachusetts
$1.02M +$24.8K +2,500 +3%
Qube Research & Technologies (QRT)
15
Qube Research & Technologies (QRT)
United Kingdom
$885K +$449K +45,294 +107%
Wells Fargo
16
Wells Fargo
California
$786K +$113K +11,437 +17%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$670K +$111K +11,156 +20%
BI
18
Bulldog Investors
New Jersey
$636K -$54.5K -5,500 -8%
SFS
19
Shaker Financial Services
Virginia
$540K +$529K +53,433 New
ZA
20
Zazove Associates
Nevada
$483K
RJA
21
Raymond James & Associates
Florida
$363K -$89.7K -9,059 -20%
LSPW
22
Lake Street Private Wealth
Illinois
$359K +$74.3K +7,500 +27%
VEA
23
Virtus ETF Advisers
New York
$301K -$119K -11,979 -29%
Stifel Financial
24
Stifel Financial
Missouri
$290K +$16.4K +1,653 +6%
KAS
25
Kestra Advisory Services
Texas
$251K +$246K +24,858 New

PHD Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2020, worth a combined $131M — up 11% from $118M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PHD and 9 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 11 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $8.07M. The largest seller was Relative Value Partners Group, cutting an estimated $1.81M.

  • 49 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2020, down from 52 in Q2 2020.
  • Funds reported $131M of Pioneer Floating Rate Fund stock for Q3 2020, up 11% quarter-over-quarter.
  • 9 funds opened new Pioneer Floating Rate Fund positions in Q3 2020 and 12 closed out, a net change of -3 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q3 2020 was Rivernorth Capital Management, an estimated $8.07M added.
  • The largest Pioneer Floating Rate Fund seller in Q3 2020 was Relative Value Partners Group, an estimated $1.81M sold.

Based on aggregated 13F filings for Q3 2020.