RCM
PHD

Rivernorth Capital Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Rivernorth Capital Management’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-64,330
Closed -$555K – 747
2022
Q3 		$555K Buy
+64,330
New +$586K 0.02% 456
2021
Q1 		– Sell
-65,538
Closed -$668K – 489
2020
Q4 		$668K Sell
65,538
-1,440,319
-96% -$15M 0.04% 217
2020
Q3 		$15.2M Buy
1,505,857
+814,785
+118% +$8.07M 0.94% 29
2020
Q2 		$6.57M Sell
691,072
-622,052
-47% -$5.47M 0.37% 71
2020
Q1 		$10M Buy
1,313,124
+406,036
+45% +$4.12M 0.67% 42
2019
Q4 		$9.95M Buy
907,088
+171,781
+23% +$1.81M 0.6% 40
2019
Q3 		$7.74K Buy
735,307
+36,558
+5% +$384K 0.04% 74
2019
Q2 		$7.47K Buy
698,749
+283,236
+68% +$3M 0.33% 57
2019
Q1 		$4.32M Buy
415,513
+67,644
+19% +$704K 0.28% 80
2018
Q4 		$3.45M Buy
+347,869
New +$3.64M 0.21% 111
2017
Q1 		– Sell
-144,118
Closed -$1.71M – 158
2016
Q4 		$1.71M Sell
144,118
-91,375
-39% -$1.07M 0.11% 130
2016
Q3 		$2.78M Sell
235,493
-57,613
-20% -$661K 0.2% 108
2016
Q2 		$3.3M Sell
293,106
-2,400
-0.8% -$26.8K 0.21% 110
2016
Q1 		$3.31M Sell
295,506
-33,663
-10% -$356K 0.2% 121
2015
Q4 		$3.57M Buy
329,169
+29,056
+10% +$316K 0.2% 124
2015
Q3 		$3.4M Buy
300,113
+37,242
+14% +$426K 0.21% 124
2015
Q2 		$2.99M Buy
262,871
+190,665
+264% +$2.21M 0.19% 127
2015
Q1 		$840K Buy
72,206
+59,499
+468% +$679K 0.06% 157
2014
Q4 		$145K Buy
+12,707
New +$145K 0.01% 199

Other funds holding PHD

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LSPW
Lake Street Private Wealth Chicago, Illinois $785M AUM 21.47% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's PHD Position: Q4 2022 in Review

Rivernorth Capital Management sold out of Pioneer Floating Rate Fund (PHD) in Q4 2022, closing a stake of 64,330 shares — an estimated $555K sold.

Rivernorth Capital Management first reported a position in PHD in Q4 2014 and held it in 19 quarters. The position peaked at $15.2M in Q3 2020. 42 funds tracked by Wall St. Rank hold PHD as of Q4 2022.

  • Rivernorth Capital Management reported no remaining Pioneer Floating Rate Fund position as of Q4 2022 after selling out during the quarter.
  • Rivernorth Capital Management sold 64,330 Pioneer Floating Rate Fund shares in Q4 2022, an estimated $555K.
  • Rivernorth Capital Management first reported a position in Pioneer Floating Rate Fund in Q4 2014 and held it in 19 quarters.
  • Rivernorth Capital Management's Pioneer Floating Rate Fund position peaked at $15.2M in Q3 2020.
  • 42 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2022.

Based on Rivernorth Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.