Mariner Investment Group’s Pioneer Floating Rate Fund PHD Stock Holding History

Mariner Investment Group’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-21,100	Closed	-$252K	–	137
2021 Q2	$252K	Hold	21,100	–	–	0.55%	55
2021 Q1	$242K	Buy	+21,100	New	+$231K	0.59%	38
2019 Q3	–	Sell	-22,189	Closed	-$237K	–	63
2019 Q2	$237K	Hold	22,189	–	–	0.42%	48
2019 Q1	$231K	Hold	22,189	–	–	0.31%	63
2018 Q4	$218K	Buy	+22,189	New	+$232K	0.3%	84
2017 Q1	–	Sell	-92,795	Closed	-$1.1M	–	93
2016 Q4	$1.1M	Sell	92,795 -187,934	-67%	-$2.21M	0.59%	36
2016 Q3	$3.31M	Sell	280,729 -41,340	-13%	-$474K	1.71%	22
2016 Q2	$3.63M	Sell	322,069 -10,626	-3%	-$119K	1.23%	28
2016 Q1	$3.72M	Sell	332,695 -38,285	-10%	-$405K	1.03%	32
2015 Q4	$4.03M	Hold	370,980	–	–	0.89%	36
2015 Q3	$4.2M	Sell	370,980 -97,221	-21%	-$1.11M	0.85%	40
2015 Q2	$5.33M	Buy	468,201 +33,800	+8%	+$392K	1.36%	15
2015 Q1	$5.05M	Buy	434,401 +70,352	+19%	+$802K	1.36%	21
2014 Q4	$4.14M	Buy	364,049 +342,652	+1,601%	+$3.92M	0.7%	38
2014 Q3	$251K	Buy	+21,397	New	+$261K	0.05%	165

Other funds holding PHD

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LSPW

Lake Street Private Wealth Chicago, Illinois $874M AUM 26.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return

TFS

TrustCore Financial Services Brentwood, Tennessee $1.14B AUM 13.32% 1-Year Est. Return

Mariner Investment Group's PHD Position: Q3 2021 in Review

Mariner Investment Group sold out of Pioneer Floating Rate Fund (PHD) in Q3 2021, closing a stake of 21,100 shares — an estimated $252K sold.

Mariner Investment Group first reported a position in PHD in Q3 2014 and held it in 15 quarters. The position peaked at $5.33M in Q2 2015. 37 funds tracked by Wall St. Rank hold PHD as of Q3 2021.

Mariner Investment Group reported no remaining Pioneer Floating Rate Fund position as of Q3 2021 after selling out during the quarter.
Mariner Investment Group sold 21,100 Pioneer Floating Rate Fund shares in Q3 2021, an estimated $252K.
Mariner Investment Group first reported a position in Pioneer Floating Rate Fund in Q3 2014 and held it in 15 quarters.
Mariner Investment Group's Pioneer Floating Rate Fund position peaked at $5.33M in Q2 2015.
37 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2021.

Based on Mariner Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.