Mariner Investment Group’s Pioneer Floating Rate Fund PHD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-21,100	Closed	-$252K	–	145
2021 Q2	$252K	Hold	21,100	–	–	0.55%	55
2021 Q1	$242K	Buy	+21,100	New	+$231K	0.6%	38
2019 Q3	–	Sell	-22,189	Closed	-$237K	–	65
2019 Q2	$237K	Hold	22,189	–	–	0.42%	48
2019 Q1	$231K	Hold	22,189	–	–	0.31%	63
2018 Q4	$218K	Buy	+22,189	New	+$232K	0.3%	84
2017 Q1	–	Sell	-92,795	Closed	-$1.1M	–	99
2016 Q4	$1.1M	Sell	92,795 -187,934	-67%	-$2.21M	0.59%	36
2016 Q3	$3.31M	Sell	280,729 -41,340	-13%	-$474K	1.71%	22
2016 Q2	$3.63M	Sell	322,069 -10,626	-3%	-$119K	1.24%	28
2016 Q1	$3.72M	Sell	332,695 -38,285	-10%	-$405K	1.06%	32
2015 Q4	$4.03M	Hold	370,980	–	–	0.91%	36
2015 Q3	$4.2M	Sell	370,980 -97,221	-21%	-$1.11M	0.88%	40
2015 Q2	$5.33M	Buy	468,201 +33,800	+8%	+$392K	1.4%	15
2015 Q1	$5.05M	Buy	434,401 +70,352	+19%	+$802K	1.37%	21
2014 Q4	$4.14M	Buy	364,049 +342,652	+1,601%	+$3.92M	0.71%	38
2014 Q3	$251K	Buy	+21,397	New	+$261K	0.05%	165