Aviance Capital Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Aviance Capital Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-49,374	Closed	-$562K	–	299
2014 Q4	$562K	Buy	49,374 +1,302	+3%	+$14.9K	0.02%	223
2014 Q3	$565K	Buy	48,072 +1,357	+3%	+$16.6K	0.02%	220
2014 Q2	$583K	Sell	46,715 -1,504	-3%	-$18.6K	0.02%	206
2014 Q1	$609K	Buy	48,219 +32,843	+214%	+$422K	0.03%	185
2013 Q4	$196K	Sell	15,376 -10,045	-40%	-$125K	0.1%	139
2013 Q3	$319K	Sell	25,421 -80,020	-76%	-$1.03M	0.19%	101
2013 Q2	$1.4M	Buy	+105,441	New	+$1.45M	0.77%	50

Other funds holding PHD

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

DRW Securities Chicago, Illinois $4.11B AUM 21.98% 1-Year Est. Return

Aviance Capital Management's PHD Position: Q1 2015 in Review

Aviance Capital Management sold out of Pioneer Floating Rate Fund (PHD) in Q1 2015, closing a stake of 49,374 shares — an estimated $562K sold.

Aviance Capital Management first reported a position in PHD in Q2 2013 and held it in 7 quarters. The position peaked at $1.4M in Q2 2013. 45 funds tracked by Wall St. Rank hold PHD as of Q1 2015.

Aviance Capital Management reported no remaining Pioneer Floating Rate Fund position as of Q1 2015 after selling out during the quarter.
Aviance Capital Management sold 49,374 Pioneer Floating Rate Fund shares in Q1 2015, an estimated $562K.
Aviance Capital Management first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 7 quarters.
Aviance Capital Management's Pioneer Floating Rate Fund position peaked at $1.4M in Q2 2013.
45 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q1 2015.

Based on Aviance Capital Management's 13F filing for Q1 2015, filed 14 May 2015.