NPC
PHD

National Planning Corporation’s Pioneer Floating Rate Fund PHD Stock Holding History

National Planning Corporation’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-32,880
Closed -$391K – 749
2017
Q2 		$391K Sell
32,880
-1,200
-4% -$14.5K 0.03% 478
2017
Q1 		$421K Sell
34,080
-1,100
-3% -$13.4K 0.03% 427
2016
Q4 		$430K Sell
35,180
-3,370
-9% -$39.6K 0.03% 407
2016
Q3 		$444K Sell
38,550
-200
-0.5% -$2.29K 0.04% 389
2016
Q2 		$442K Sell
38,750
-3,350
-8% -$37.4K 0.03% 404
2016
Q1 		$464K Sell
42,100
-2,450
-5% -$25.9K 0.04% 368
2015
Q4 		$462K Sell
44,550
-2,000
-4% -$21.8K 0.04% 419
2015
Q3 		$513K Sell
46,550
-300
-0.6% -$3.43K 0.05% 343
2015
Q2 		$540K Sell
46,850
-550
-1% -$6.38K 0.05% 339
2015
Q1 		$553K Sell
47,400
-3,900
-8% -$44.5K 0.05% 327
2014
Q4 		$575K Buy
51,300
+3,600
+8% +$41.2K 0.04% 363
2014
Q3 		$556K Sell
47,700
-35,820
-43% -$437K 0.04% 375
2014
Q2 		$1.04M Buy
83,520
+54,100
+184% +$668K 0.08% 239
2014
Q1 		$366K Buy
+29,420
New +$378K 0.03% 479

Other funds holding PHD

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
CFA
Camarda Financial Advisors Fleming Island, Florida $190M AUM 48.71% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

National Planning Corporation's PHD Position: Q3 2017 in Review

National Planning Corporation sold out of Pioneer Floating Rate Fund (PHD) in Q3 2017, closing a stake of 32,880 shares — an estimated $391K sold.

National Planning Corporation first reported a position in PHD in Q1 2014 and held it in 14 quarters. The position peaked at $1.04M in Q2 2014. 52 funds tracked by Wall St. Rank hold PHD as of Q3 2017.

  • National Planning Corporation reported no remaining Pioneer Floating Rate Fund position as of Q3 2017 after selling out during the quarter.
  • National Planning Corporation sold 32,880 Pioneer Floating Rate Fund shares in Q3 2017, an estimated $391K.
  • National Planning Corporation first reported a position in Pioneer Floating Rate Fund in Q1 2014 and held it in 14 quarters.
  • National Planning Corporation's Pioneer Floating Rate Fund position peaked at $1.04M in Q2 2014.
  • 52 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.