National Planning Corporation’s Pioneer Floating Rate Fund PHD Stock Holding History

National Planning Corporation’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-32,880	Closed	-$391K	–	749
2017 Q2	$391K	Sell	32,880 -1,200	-4%	-$14.5K	0.03%	478
2017 Q1	$421K	Sell	34,080 -1,100	-3%	-$13.4K	0.03%	427
2016 Q4	$430K	Sell	35,180 -3,370	-9%	-$39.6K	0.03%	407
2016 Q3	$444K	Sell	38,550 -200	-0.5%	-$2.29K	0.04%	389
2016 Q2	$442K	Sell	38,750 -3,350	-8%	-$37.4K	0.03%	404
2016 Q1	$464K	Sell	42,100 -2,450	-5%	-$25.9K	0.04%	368
2015 Q4	$462K	Sell	44,550 -2,000	-4%	-$21.8K	0.04%	419
2015 Q3	$513K	Sell	46,550 -300	-0.6%	-$3.43K	0.05%	343
2015 Q2	$540K	Sell	46,850 -550	-1%	-$6.38K	0.05%	339
2015 Q1	$553K	Sell	47,400 -3,900	-8%	-$44.5K	0.05%	327
2014 Q4	$575K	Buy	51,300 +3,600	+8%	+$41.2K	0.04%	363
2014 Q3	$556K	Sell	47,700 -35,820	-43%	-$437K	0.04%	375
2014 Q2	$1.04M	Buy	83,520 +54,100	+184%	+$668K	0.08%	239
2014 Q1	$366K	Buy	+29,420	New	+$378K	0.03%	479

Other funds holding PHD

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

CFA

Camarda Financial Advisors Fleming Island, Florida $331M AUM 81.85% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

National Planning Corporation's PHD Position: Q3 2017 in Review

National Planning Corporation sold out of Pioneer Floating Rate Fund (PHD) in Q3 2017, closing a stake of 32,880 shares — an estimated $391K sold.

National Planning Corporation first reported a position in PHD in Q1 2014 and held it in 14 quarters. The position peaked at $1.04M in Q2 2014. 52 funds tracked by Wall St. Rank hold PHD as of Q3 2017.

National Planning Corporation reported no remaining Pioneer Floating Rate Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 32,880 Pioneer Floating Rate Fund shares in Q3 2017, an estimated $391K.
National Planning Corporation first reported a position in Pioneer Floating Rate Fund in Q1 2014 and held it in 14 quarters.
National Planning Corporation's Pioneer Floating Rate Fund position peaked at $1.04M in Q2 2014.
52 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.