City of London Investment Management’s Pioneer Floating Rate Fund PHD Stock Holding History

City of London Investment Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-48,436	Closed	-$501K	–	157
2019 Q1	$501K	Sell	48,436 -129,843	-73%	-$1.35M	0.03%	120
2018 Q4	$1.76M	Hold	178,279	–	–	0.14%	68
2018 Q3	$1.97M	Buy	178,279 +68,832	+63%	+$761K	0.15%	51
2018 Q2	$1.22M	Sell	109,447 -11,249	-9%	-$129K	0.1%	62
2018 Q1	$1.41M	Sell	120,696 -186,019	-61%	-$2.14M	0.1%	70
2017 Q4	$3.52M	Buy	306,715 +143,731	+88%	+$1.68M	0.24%	45
2017 Q3	$1.94M	Buy	162,984 +63,721	+64%	+$756K	0.14%	54
2017 Q2	$1.18M	Buy	+99,263	New	+$1.2M	0.09%	56
2017 Q1	–	Sell	-27,017	Closed	-$321K	–	95
2016 Q4	$321K	Hold	27,017	–	–	0.03%	84
2016 Q3	$318K	Hold	27,017	–	–	0.02%	77
2016 Q2	$305K	Hold	27,017	–	–	0.02%	77
2016 Q1	$303K	Buy	+27,017	New	+$286K	0.02%	115

Other funds holding PHD

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $261M AUM 78.99% 1-Year Est. Return

City of London Investment Management's PHD Position: Q2 2019 in Review

City of London Investment Management sold out of Pioneer Floating Rate Fund (PHD) in Q2 2019, closing a stake of 48,436 shares — an estimated $501K sold.

City of London Investment Management first reported a position in PHD in Q1 2016 and held it in 12 quarters. The position peaked at $3.52M in Q4 2017. 58 funds tracked by Wall St. Rank hold PHD as of Q2 2019.

City of London Investment Management reported no remaining Pioneer Floating Rate Fund position as of Q2 2019 after selling out during the quarter.
City of London Investment Management sold 48,436 Pioneer Floating Rate Fund shares in Q2 2019, an estimated $501K.
City of London Investment Management first reported a position in Pioneer Floating Rate Fund in Q1 2016 and held it in 12 quarters.
City of London Investment Management's Pioneer Floating Rate Fund position peaked at $3.52M in Q4 2017.
58 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q2 2019.

Based on City of London Investment Management's 13F filing for Q2 2019, filed 9 Aug 2019.