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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DO
826
DELISTED
Diamond Offshore Drilling
DO
$5K ﹤0.01%
300
– –
CCEP icon
827
Coca-Cola Europacific Partners
CCEP
$47.9B
$4K ﹤0.01%
100
– –
DBEM icon
828
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$4K ﹤0.01%
264
– –
DLR icon
829
Digital Realty Trust
DLR
$71.7B
$4K ﹤0.01%
+75
New +$4.89K
ECON icon
830
Columbia Emerging Markets Consumer ETF
ECON
$337M
$4K ﹤0.01%
207
-875
-81% -$20.7K
EDF
831
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$4K ﹤0.01%
412
– –
EES icon
832
WisdomTree US SmallCap Earnings Fund
EES
$731M
$4K ﹤0.01%
+201
New +$5.3K
FCG icon
833
First Trust Natural Gas ETF
FCG
$623M
$4K ﹤0.01%
+170
New +$5.92K
FNX icon
834
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$4K ﹤0.01%
+85
New +$4.37K
GQRE icon
835
FlexShares Global Quality Real Estate Index Fund
GQRE
$421M
$4K ﹤0.01%
+85
New +$4.72K
HEDJ icon
836
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$4K ﹤0.01%
+168
New +$5.05K
KIM icon
837
Kimco Realty
KIM
$16.4B
$4K ﹤0.01%
200
– –
LMT icon
838
Lockheed Martin
LMT
$136B
$4K ﹤0.01%
20
-10
-33% -$2.04K
LULU icon
839
lululemon athletica
LULU
$14.6B
$4K ﹤0.01%
80
– –
ADAM
840
Adamas Trust
ADAM
$883M
$4K ﹤0.01%
183
-50
-21% -$1.39K
PHT
841
DELISTED
Pioneer High Income Fund
PHT
$4K ﹤0.01%
472
– –
PICB icon
842
Invesco International Corporate Bond ETF
PICB
$362M
$4K ﹤0.01%
185
– –
PIO icon
843
Invesco Global Water ETF
PIO
$283M
$4K ﹤0.01%
200
– –
QAI icon
844
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$4K ﹤0.01%
150
– –
SCHH icon
845
Schwab US REIT ETF
SCHH
$11.4B
$4K ﹤0.01%
+248
New +$4.65K
SRLN icon
846
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$4K ﹤0.01%
90
+33
+58% +$1.6K
TEF
847
DELISTED
Telefonica
TEF
$4K ﹤0.01%
485
– –
TNK icon
848
Teekay Tankers
TNK
$2.68B
$4K ﹤0.01%
+75
New +$4.05K
UYG icon
849
ProShares Ultra Financials
UYG
$847M
$4K ﹤0.01%
210
– –
WY icon
850
Weyerhaeuser
WY
$18.4B
$4K ﹤0.01%
+151
New +$4.46K
32 33
34
35 36

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.