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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWRD icon
726
Forward Air
FWRD
$654M
$8K ﹤0.01%
180
– –
GALT icon
727
Galectin Therapeutics
GALT
$227M
$8K ﹤0.01%
1,500
+1,200
+400% +$9.35K
JRS icon
728
Nuveen Real Estate Income Fund
JRS
$246M
$8K ﹤0.01%
800
– –
LNT icon
729
Alliant Energy
LNT
$18B
$8K ﹤0.01%
288
-3,012
-91% -$86.9K
RH icon
730
RH
RH
$3.71B
$8K ﹤0.01%
100
– –
MRO
731
DELISTED
Marathon Oil Corporation
MRO
$8K ﹤0.01%
204
+1
+0.5% +$40
JPS
732
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8K ﹤0.01%
950
– –
SJI
733
DELISTED
South Jersey Industries, Inc.
SJI
$8K ﹤0.01%
300
– –
HBMD
734
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$8K ﹤0.01%
780
– –
KSU
735
DELISTED
Kansas City Southern
KSU
$8K ﹤0.01%
70
– –
TLP
736
DELISTED
Transmontaigne
TLP
$8K ﹤0.01%
+200
New +$8.64K
IBLN
737
DELISTED
Direxion iBillionaire Index ETF
IBLN
$8K ﹤0.01%
+300
New +$7.68K
NQM
738
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$8K ﹤0.01%
550
-150
-21% -$2.2K
AVNR
739
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$8K ﹤0.01%
700
-700
-50% -$4.78K
HIBB
740
DELISTED
Hibbett, Inc. Common Stock
HIBB
$8K ﹤0.01%
180
– –
ADBE icon
741
Adobe
ADBE
$105B
$7K ﹤0.01%
100
– –
AIVL icon
742
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$7K ﹤0.01%
100
– –
BTO
743
John Hancock Financial Opportunities Fund
BTO
$803M
$7K ﹤0.01%
312
+100
+47% +$2.27K
DHS icon
744
WisdomTree US High Dividend Fund
DHS
$1.58B
$7K ﹤0.01%
+125
New +$7.43K
K
745
DELISTED
Kellanova
K
$7K ﹤0.01%
128
– –
MDLZ icon
746
Mondelez International
MDLZ
$79.9B
$7K ﹤0.01%
214
-300
-58% -$10.9K
MU icon
747
Micron Technology
MU
$991B
$7K ﹤0.01%
217
+17
+9% +$551
NEOG icon
748
Neogen
NEOG
$2.5B
$7K ﹤0.01%
493
-80
-14% -$1.26K
PCG icon
749
PG&E
PCG
$38.5B
$7K ﹤0.01%
150
– –
PDP icon
750
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$7K ﹤0.01%
190
– –
28 29
30
31 32

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.