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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
701
PG&E
PCG
$38.5B
– –
-1,384
Closed -$73K
PDP icon
702
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-305
Closed -$12K
PEG icon
703
Public Service Enterprise Group
PEG
$37.7B
– –
-1,300
Closed -$54K
PEGA icon
704
Pegasystems
PEGA
$5.38B
– –
-160
Closed -$1K
PFI icon
705
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
– –
-100
Closed -$2K
PFM icon
706
Invesco Dividend Achievers ETF
PFM
$808M
– –
-714
Closed -$13K
PGEN icon
707
Precigen
PGEN
$2.59B
– –
-515
Closed -$16K
PGX icon
708
Invesco Preferred ETF
PGX
$3.79B
– –
-1,116
Closed -$16K
IFLN
709
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
– –
-1,259
Closed -$22K
PHD
710
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-200
Closed -$2K
PHM icon
711
Pultegroup
PHM
$25.3B
– –
-592
Closed -$11K
PHO icon
712
Invesco Water Resources ETF
PHO
$2.09B
– –
-2,402
Closed -$49K
PHT
713
DELISTED
Pioneer High Income Fund
PHT
– –
-472
Closed -$4K
PICB icon
714
Invesco International Corporate Bond ETF
PICB
$362M
– –
-185
Closed -$4K
PIE icon
715
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
– –
-75
Closed -$1K
IMVP
716
Invesco India ETF
IMVP
$116M
– –
-100
Closed -$1K
PIO icon
717
Invesco Global Water ETF
PIO
$283M
– –
-200
Closed -$4K
PJP icon
718
Invesco Pharmaceuticals ETF
PJP
$479M
– –
-1,385
Closed -$91K
PKB icon
719
Invesco Building & Construction ETF
PKB
$453M
– –
-1,503
Closed -$33K
PKW icon
720
Invesco BuyBack Achievers ETF
PKW
$1.76B
– –
-652
Closed -$28K
PMF
721
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-1,800
Closed -$25K
PMT
722
PennyMac Mortgage Investment
PMT
$842M
– –
-200
Closed -$3K
PMX
723
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-4,177
Closed -$45K
PNNT
724
Pennant Park Investment Corp
PNNT
$241M
– –
-500
Closed -$3K
PNR icon
725
Pentair
PNR
$11B
– –
-19
Closed –
27 28
29
30 31

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.