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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
676
Invesco Senior Income Trust
VVR
$454M
$11K ﹤0.01%
2,372
+1,000
+73% +$4.62K
UPGD icon
677
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$11K ﹤0.01%
300
-125
-29% -$4.39K
COL
678
DELISTED
Rockwell Collins
COL
$11K ﹤0.01%
117
– –
PDLI
679
DELISTED
PDL BioPharma, Inc.
PDLI
$11K ﹤0.01%
1,582
-2,295
-59% -$16.6K
ACWV icon
680
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$10K ﹤0.01%
+145
New +$10.3K
BIDU icon
681
Baidu
BIDU
$37.2B
$10K ﹤0.01%
49
-988
-95% -$212K
BTI icon
682
British American Tobacco
BTI
$128B
$10K ﹤0.01%
200
– –
CMBS icon
683
iShares CMBS ETF
CMBS
$472M
$10K ﹤0.01%
+186
New +$9.67K
DG icon
684
Dollar General
DG
$27.9B
$10K ﹤0.01%
135
+100
+286% +$7.07K
ET icon
685
Energy Transfer Partners
ET
$69.3B
$10K ﹤0.01%
+310
New +$9.19K
FWRD icon
686
Forward Air
FWRD
$654M
$10K ﹤0.01%
180
– –
GXC icon
687
State Street SPDR S&P China ETF
GXC
$482M
$10K ﹤0.01%
114
– –
GYLD icon
688
Arrow Dow Jones Global Yield ETF
GYLD
$37.5M
$10K ﹤0.01%
+392
New +$9.67K
IYK icon
689
iShares US Consumer Staples ETF
IYK
$1.41B
$10K ﹤0.01%
285
– –
IYY icon
690
iShares Dow Jones US ETF
IYY
$3.06B
$10K ﹤0.01%
200
-400
-67% -$20.8K
KR icon
691
Kroger
KR
$34.8B
$10K ﹤0.01%
250
– –
SCHW
692
Charles Schwab
SCHW
$187B
$10K ﹤0.01%
343
-193
-36% -$5.59K
SH icon
693
ProShares Short S&P500
SH
$897M
$10K ﹤0.01%
56
– –
TBT icon
694
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$10K ﹤0.01%
+229
New +$9.77K
TOL icon
695
Toll Brothers
TOL
$14.5B
$10K ﹤0.01%
+250
New +$9.14K
WPM icon
696
Wheaton Precious Metals
WPM
$60.9B
$10K ﹤0.01%
535
– –
WTRG icon
697
Essential Utilities
WTRG
$11.4B
$10K ﹤0.01%
+375
New +$9.98K
OCSI
698
DELISTED
Oaktree Strategic Income Corporation
OCSI
$10K ﹤0.01%
+950
New +$10.2K
IFNA
699
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$10K ﹤0.01%
+173
New +$10.4K
SCTY
700
DELISTED
SolarCity Corporation
SCTY
$10K ﹤0.01%
200
-100
-33% -$5.14K
26 27
28
29 30

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.