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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
651
Marathon Petroleum
MPC
$83.7B
– –
-420
Closed -$19K
MS icon
652
Morgan Stanley
MS
$340B
– –
-3,634
Closed -$114K
MSA icon
653
Mine Safety
MSA
$7.49B
– –
-4,168
Closed -$166K
MTB icon
654
M&T Bank
MTB
$36.2B
– –
-168
Closed -$20K
MTLS
655
Materialise
MTLS
$396M
– –
-740
Closed -$5K
MTUM icon
656
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
– –
-118
Closed -$8K
MUR icon
657
Murphy Oil
MUR
$4.78B
– –
-6,471
Closed -$156K
MXI icon
658
iShares Global Materials ETF
MXI
$362M
– –
-200
Closed -$8K
NAT icon
659
Nordic American Tanker
NAT
$1.37B
– –
-2,928
Closed -$44K
NCV
660
Virtus Convertible & Income Fund
NCV
$390M
– –
-749
Closed -$17K
NCZ
661
Virtus Convertible & Income Fund II
NCZ
$301M
– –
-397
Closed -$8K
NEAR icon
662
iShares Short Maturity Bond ETF
NEAR
$4.85B
– –
-35
Closed -$1K
NEE icon
663
NextEra Energy
NEE
$177B
– –
-3,472
Closed -$84K
NEM icon
664
Newmont
NEM
$119B
– –
-1,130
Closed -$18K
NEOG icon
665
Neogen
NEOG
$2.5B
– –
-800
Closed -$13K
NEWT icon
666
NewtekOne
NEWT
$391M
– –
-200
Closed -$3K
NFLT icon
667
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$450M
– –
-62
Closed -$1K
NFLX icon
668
Netflix
NFLX
$309B
– –
-9,080
Closed -$93K
NI icon
669
NiSource
NI
$20.4B
– –
-318
Closed -$5K
NMM icon
670
Navios Maritime Partners
NMM
$2.26B
– –
-5
Closed –
NOBL icon
671
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
– –
-1,888
Closed -$43K
NOC icon
672
Northrop Grumman
NOC
$81.2B
– –
-72
Closed -$11K
NOK icon
673
Nokia
NOK
$52.3B
– –
-2,800
Closed -$18K
NOV icon
674
NOV
NOV
$7B
– –
-701
Closed -$26K
NSC icon
675
Norfolk Southern
NSC
$75.1B
– –
-200
Closed -$15K
25 26
27
28 29

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.