RIA
NCZ

Regal Investment Advisors’s Virtus Convertible & Income Fund II NCZ Stock Holding History

Regal Investment Advisors’s Portfolio NCZ Stock Details NCZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-397
Closed -$8K – 661
2015
Q3 		$8K Sell
397
-194
-33% -$5.05K ﹤0.01% 743
2015
Q2 		$17K Hold
591
– – ﹤0.01% 580
2015
Q1 		$20K Buy
591
+78
+15% +$2.66K ﹤0.01% 567
2014
Q4 		$18K Buy
+513
New +$18.1K ﹤0.01% 550

Other funds holding NCZ

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ICAS
Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Regal Investment Advisors's NCZ Position: Q4 2015 in Review

Regal Investment Advisors sold out of Virtus Convertible & Income Fund II (NCZ) in Q4 2015, closing a stake of 397 shares — an estimated $8K sold.

Regal Investment Advisors first reported a position in NCZ in Q4 2014 and held it in 4 quarters. The position peaked at $20K in Q1 2015. 67 funds tracked by Wall St. Rank hold NCZ as of Q4 2015.

  • Regal Investment Advisors reported no remaining Virtus Convertible & Income Fund II position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 397 Virtus Convertible & Income Fund II shares in Q4 2015, an estimated $8K.
  • Regal Investment Advisors first reported a position in Virtus Convertible & Income Fund II in Q4 2014 and held it in 4 quarters.
  • Regal Investment Advisors's Virtus Convertible & Income Fund II position peaked at $20K in Q1 2015.
  • 67 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.