NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

50 hedge funds and large institutions have $56.3M invested in Virtus Convertible & Income Fund II in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+5
Holders Change %
+11.11%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.36M
2
Morgan Stanley
Morgan Stanley
New York
+$1.21M
3
LPL Financial
LPL Financial
California
+$745K
4
CIA
Capital Investment Advisors
Georgia
+$743K
5
Cohen & Steers
Cohen & Steers
New York
+$359K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$723K
2
Invesco
Invesco
Georgia
-$465K
3
NFG
Next Financial Group
Texas
-$304K
4
DA
Doliver Advisors
Texas
-$261K
5
GC
Guggenheim Capital
Illinois
-$133K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.27M +$9.27M +260,072 New
Morgan Stanley
2
Morgan Stanley
New York
$8.24M +$1.21M +33,915 +17%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$5.44M +$214K +6,007 +4%
LPL Financial
4
LPL Financial
California
$5.33M +$745K +20,903 +16%
GC
5
Guggenheim Capital
Illinois
$4.67M -$133K -3,720 -3%
Bank of America
6
Bank of America
North Carolina
$4.66M -$723K -20,299 -13%
BTS
7
BB&T Securities
Virginia
$2.95M – – –
Cohen & Steers
8
Cohen & Steers
New York
$2.77M +$359K +10,067 +15%
MFS
9
MSI Financial Services
Massachusetts
$2.57M +$191K +5,347 +8%
RJA
10
Raymond James & Associates
Florida
$1.9M +$45.4K +1,273 +2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.46M +$1.36M +38,102 +1,354%
Invesco
12
Invesco
Georgia
$937K -$465K -13,046 -33%
NPC
13
National Planning Corporation
California
$844K +$53.6K +1,548 +7%
CIA
14
Capital Investment Advisors
Georgia
$743K +$743K +20,853 New
CA
15
Cetera Advisors
Colorado
$618K +$56.5K +1,590 +10%
Wells Fargo
16
Wells Fargo
California
$487K -$42.2K -1,182 -8%
AIG
17
American International Group
New York
$378K +$63.8K +1,789 +20%
OA
18
Oxbow Advisors
Texas
$330K +$5.91K +166 +2%
Goldman Sachs
19
Goldman Sachs
New York
$290K +$290K +8,145 New
FAAS
20
First Allied Advisory Services
California
$270K -$13.9K -390 -5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$247K +$21.4K +600 +9%
Creative Planning
22
Creative Planning
Kansas
$237K +$153K +4,275 +181%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$222K -$24.8K -694 -10%
WA
24
WFG Advisors
Texas
$149K – – –
VKH
25
Virtu KCG Holdings
New York
$134K +$134K +3,751 New
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