NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

45 hedge funds and large institutions have $62.6M invested in Virtus Convertible & Income Fund II in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 6 closing their positions.

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG Americas Securities
1
SG Americas Securities
New York
$1.25M
2
Cohen & Steers
2
Cohen & Steers
New York
$11.8M
3
Bank of America
3
Bank of America
North Carolina
$1.62M
4
ICAS
4
Investors Capital Advisory Services
Massachusetts
$1.99M
5
MFS
5
MSI Financial Services
Massachusetts
$2.25M

Top Sellers

1
Invesco
1
Invesco
Georgia
$1.28M
2
Jane Street
2
Jane Street
New York
$148K
3
MCM
3
Maryland Capital Management
Maryland
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
KFS
5
KMS Financial Services
Washington
$2.13M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$16.3M 1,819,564 -18,269 -1%
Cohen & Steers
2
Cohen & Steers
New York
$11.8M 1,311,738 +44,445 +4%
Morgan Stanley
3
Morgan Stanley
New York
$5.85M 651,260 +2,735 +0.4%
GC
4
Guggenheim Capital
Illinois
$4.15M 461,657 +11,517 +3%
U
5
UBS
Switzerland
$3.92M 436,105 -13,209 -3%
BTS
6
BB&T Securities
Virginia
$2.97M 33,059 – –
MFS
7
MSI Financial Services
Massachusetts
$2.25M 250,892 +13,541 +6%
KFS
8
KMS Financial Services
Washington
$2.13M 237,082 -19,685 -8%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$1.99M 221,472 +14,159 +7%
Bank of America
10
Bank of America
North Carolina
$1.62M 179,917 +27,084 +18%
RJA
11
Raymond James & Associates
Florida
$1.57M 174,707 +8,042 +5%
Invesco
12
Invesco
Georgia
$1.28M 143,008 -342,835 -71%
SG Americas Securities
13
SG Americas Securities
New York
$1.25M 139,555 +139,555 New
CIA
14
Capital Investment Advisors
Georgia
$929K 103,468 +103,468 New
NPC
15
National Planning Corporation
California
$867K 96,324 -433 -0.4%
Wells Fargo
16
Wells Fargo
California
$520K 58,003 +1,556 +3%
BRWA
17
B. Riley Wealth Advisors
Florida
$489K 54,475 -272 -0.5%
CA
18
Cetera Advisors
Colorado
$342K 38,300 +5,950 +18%
OA
19
Oxbow Advisors
Texas
$311K 34,655 +608 +2%
FAAS
20
First Allied Advisory Services
California
$286K 31,759 -14,817 -32%
WS
21
Wedbush Securities
California
$272K 30,315 -3,029 -9%
CAN
22
Cetera Advisor Networks
California
$214K 23,897 +4,475 +23%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$175K 19,440 -4,454 -19%
WA
24
WFG Advisors
Texas
$153K 17,055 – –
Jane Street
25
Jane Street
New York
$148K 16,520 -52,991 -76%
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