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NCZ

Virtus Convertible & Income Fund II

54 hedge funds and large institutions have $40.8M invested in Virtus Convertible & Income Fund II in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

26% more funds holding

Funds holding: 4354 (+11)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

0.41% more ownership

Funds ownership: 2.19%2.6% (+0.41%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less capital invested

Capital invested by funds: $48.8M → $40.8M (-$8.06M)

Holders
54
Holders Change
+11
Holders Change %
+25.58%
% of All Funds
1.51%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
16
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.86M -$957K -36,760 -10%
Cohen & Steers
2
Cohen & Steers
New York
$3.53M +$1.73M +66,652 +66%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$3.5M -$12.3K -471 -0.3%
Bank of America
4
Bank of America
North Carolina
$3.39M +$590K +22,659 +16%
DA
5
Doliver Advisors
Texas
$2.96M +$3.43M +131,799 +1,561%
GC
6
Guggenheim Capital
Illinois
$2.54M +$137K +5,249 +5%
Morgan Stanley
7
Morgan Stanley
New York
$2.03M -$433K -16,629 -15%
Stifel Financial
8
Stifel Financial
Missouri
$1.76M +$2.17M +83,361 New
MFS
9
MSI Financial Services
Massachusetts
$1.57M +$28.9K +1,110 +2%
CA
10
Cornerstone Advisors
North Carolina
$1.56M +$1.92M +73,900 New
LPL Financial
11
LPL Financial
California
$1.46M -$6.83M -262,401 -79%
PPA
12
Parametric Portfolio Associates
Washington
$1.34M +$1.66M +63,657 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.03M +$67.2K +2,581 +6%
WAM
14
Wolverine Asset Management
Illinois
$939K +$1.16M +44,466 New
RJA
15
Raymond James & Associates
Florida
$932K -$23.9K -918 -2%
LCM
16
Landscape Capital Management
New Jersey
$634K +$782K +30,025 New
CIA
17
Capital Investment Advisors
Georgia
$465K +$51K +1,959 +10%
BCM
18
BlueCrest Capital Management
Jersey
$422K +$521K +20,000 New
Citigroup
19
Citigroup
New York
$405K +$488K +18,740 +4,318%
ICM
20
Ionic Capital Management
New York
$401K +$495K +18,999 New
TC
21
TFS Capital
Pennsylvania
$400K +$493K +18,941 New
BRWA
22
B. Riley Wealth Advisors
Florida
$371K +$262K +10,074 +135%
AAM
23
Advisors Asset Management
Colorado
$300K +$370K +14,204 New
Wells Fargo
24
Wells Fargo
California
$261K -$81.5K -3,130 -20%
SIA
25
Sit Investment Associates
Minnesota
$245K +$302K +11,614 New

NCZ Hedge Fund Activity: Q3 2015 in Review

54 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund II (NCZ) for Q3 2015, worth a combined $40.8M — down 17% from $48.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NCZ positions and 4 closed out — a net gain of 11 holders — while 16 added to existing stakes and 15 trimmed.

The largest buyer was Doliver Advisors, adding an estimated $3.43M. The largest seller was LPL Financial, cutting an estimated $6.83M.

  • 54 institutional investors held Virtus Convertible & Income Fund II (NCZ) as of Q3 2015, up from 43 in Q2 2015.
  • Funds reported $40.8M of Virtus Convertible & Income Fund II stock for Q3 2015, down 17% quarter-over-quarter.
  • 15 funds opened new Virtus Convertible & Income Fund II positions in Q3 2015 and 4 closed out, a net change of +11 holders.
  • The largest Virtus Convertible & Income Fund II buyer in Q3 2015 was Doliver Advisors, an estimated $3.43M added.
  • The largest Virtus Convertible & Income Fund II seller in Q3 2015 was LPL Financial, an estimated $6.83M sold.

Based on aggregated 13F filings for Q3 2015.