Stifel Financial’s Virtus Convertible & Income Fund II NCZ Stock Holding History

Stifel Financial’s Portfolio NCZ Stock Details NCZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-2,687	Closed	-$68K	–	2622
2017 Q2	$68K	Buy	+2,687	New	+$66K	﹤0.01%	2480
2017 Q1	–	Sell	-2,504	Closed	-$57K	–	2580
2016 Q4	$57K	Buy	+2,504	New	+$56.7K	﹤0.01%	2397
2016 Q2	–	Sell	-72,104	Closed	-$1.41M	–	2547
2016 Q1	$1.41M	Sell	72,104 -7,275	-9%	-$132K	0.01%	1079
2015 Q4	$1.6M	Sell	79,379 -3,982	-5%	-$83.4K	0.01%	1073
2015 Q3	$1.76M	Buy	+83,361	New	+$2.17M	0.01%	969

Other funds holding NCZ

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Stifel Financial's NCZ Position: Q3 2017 in Review

Stifel Financial sold out of Virtus Convertible & Income Fund II (NCZ) in Q3 2017, closing a stake of 2,687 shares — an estimated $68K sold.

Stifel Financial first reported a position in NCZ in Q3 2015 and held it in 5 quarters. The position peaked at $1.76M in Q3 2015. 53 funds tracked by Wall St. Rank hold NCZ as of Q3 2017.

Stifel Financial reported no remaining Virtus Convertible & Income Fund II position as of Q3 2017 after selling out during the quarter.
Stifel Financial sold 2,687 Virtus Convertible & Income Fund II shares in Q3 2017, an estimated $68K.
Stifel Financial first reported a position in Virtus Convertible & Income Fund II in Q3 2015 and held it in 5 quarters.
Stifel Financial's Virtus Convertible & Income Fund II position peaked at $1.76M in Q3 2015.
53 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q3 2017.

Based on Stifel Financial's 13F filing for Q3 2017, filed 13 Nov 2017.