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NCZ

Virtus Convertible & Income Fund II

53 hedge funds and large institutions have $60.3M invested in Virtus Convertible & Income Fund II in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 5253 (+1)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

0.15% less ownership

Funds ownership: 3.38%3.24% (-0.15%)

4% less capital invested

Capital invested by funds: $62.7M → $60.3M (-$2.4M)

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
17
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$13.2M +$767K +30,632 +6%
Cohen & Steers
2
Cohen & Steers
New York
$7.7M -$570K -22,745 -7%
Morgan Stanley
3
Morgan Stanley
New York
$6.62M +$2.3M +91,959 +53%
AAM
4
Advisors Asset Management
Colorado
$6.03M -$807K -32,210 -12%
Ameriprise
5
Ameriprise
Minnesota
$5.27M +$4.39M +175,213 +494%
Bank of America
6
Bank of America
North Carolina
$3.94M +$107K +4,278 +3%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.87M +$141K +5,635 +5%
RCM
8
Robinson Capital Management
Michigan
$2.66M -$163K -6,490 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.01M -$927 -37 -0%
Invesco
10
Invesco
Georgia
$1.58M -$508K -20,260 -24%
UBS Group
11
UBS Group
Switzerland
$1.4M -$30.3K -1,209 -2%
RJA
12
Raymond James & Associates
Florida
$1.04M +$17.6K +701 +2%
AG
13
Advisor Group
Arizona
$659K +$518K +20,686 +366%
SIM
14
Sonora Investment Management
Arizona
$613K
LCM
15
Laurion Capital Management
New York
$599K +$600K +23,950 New
Baird Financial Group
16
Baird Financial Group
Wisconsin
$480K -$494K -19,715 -51%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$426K +$87.3K +3,483 +26%
CIA
18
Capital Investment Advisors
Georgia
$366K -$31.3K -1,251 -8%
ICOA
19
Investment Centers of America
North Dakota
$324K +$238K +9,496 +275%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$233K +$74.2K +2,962 +46%
Creative Planning
21
Creative Planning
Kansas
$171K -$13.8K -551 -7%
Wells Fargo
22
Wells Fargo
California
$143K -$104K -4,168 -42%
CAN
23
Cetera Advisor Networks
California
$142K +$8.64K +345 +7%
WS
24
Wedbush Securities
California
$133K +$18.9K +755 +17%
YP
25
Yellowstone Partners
Idaho
$130K +$130K +5,200 New

NCZ Hedge Fund Activity: Q3 2017 in Review

53 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund II (NCZ) for Q3 2017, worth a combined $60.3M — down 3.8% from $62.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NCZ positions and 7 closed out — a net gain of 1 holder — while 17 added to existing stakes and 17 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.39M. The largest seller was Sit Investment Associates, cutting an estimated $6.26M.

  • 53 institutional investors held Virtus Convertible & Income Fund II (NCZ) as of Q3 2017, up from 52 in Q2 2017.
  • Funds reported $60.3M of Virtus Convertible & Income Fund II stock for Q3 2017, down 3.8% quarter-over-quarter.
  • 8 funds opened new Virtus Convertible & Income Fund II positions in Q3 2017 and 7 closed out, a net change of +1 holder.
  • The largest Virtus Convertible & Income Fund II buyer in Q3 2017 was Ameriprise, an estimated $4.39M added.
  • The largest Virtus Convertible & Income Fund II seller in Q3 2017 was Sit Investment Associates, an estimated $6.26M sold.

Based on aggregated 13F filings for Q3 2017.