NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

67 hedge funds and large institutions have $76.8M invested in Virtus Convertible & Income Fund II in 2015 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+13
Holders Change %
+24.07%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
21
Increased
21
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$12.9M
2
LCM
Landscape Capital Management
New Jersey
$8.9M
3
CA
Cornerstone Advisors
North Carolina
$4.89M
4
AAM
Advisors Asset Management
Colorado
$2.26M
5
SIA
Sit Investment Associates
Minnesota
$1.79M

Top Sellers

1
DA
Doliver Advisors
Texas
$1.09M
2
UBS Group
UBS Group
Switzerland
$6.03M
3
BCM
BlueCrest Capital Management
Jersey
$0
4
WAM
Wolverine Asset Management
Illinois
$528K
5
ICAS
Investors Capital Advisory Services
Massachusetts
$3.14M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$12.9M +$12.9M +636,294 New
LCM
2
Landscape Capital Management
New Jersey
$8.9M +$8.29M +410,436 +1,367%
UBS Group
3
UBS Group
Switzerland
$6.03M -$536K -26,539 -8%
CA
4
Cornerstone Advisors
North Carolina
$4.89M +$3.39M +167,932 +227%
Cohen & Steers
5
Cohen & Steers
New York
$4.78M +$1.4M +69,207 +41%
Bank of America
6
Bank of America
North Carolina
$3.49M +$254K +12,555 +8%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$3.14M -$201K -9,952 -6%
LPL Financial
8
LPL Financial
California
$2.7M +$1.26M +61,889 +88%
GC
9
Guggenheim Capital
Illinois
$2.57M +$140K +6,951 +6%
Morgan Stanley
10
Morgan Stanley
New York
$2.48M +$536K +26,555 +28%
AAM
11
Advisors Asset Management
Colorado
$2.26M +$1.97M +97,543 +687%
SIA
12
Sit Investment Associates
Minnesota
$1.79M +$1.56M +77,067 +664%
Stifel Financial
13
Stifel Financial
Missouri
$1.6M -$80.4K -3,982 -5%
MFS
14
MSI Financial Services
Massachusetts
$1.54M +$44.3K +2,194 +3%
RCM
15
Robinson Capital Management
Michigan
$1.41M +$1.41M +69,932 New
MIG
16
Mariner Investment Group
New York
$1.41M +$1.41M +69,880 New
NMC
17
Nine Masts Capital
Hong Kong
$1.41M +$1.41M +69,629 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.23M +$252K +12,461 +26%
Citigroup
19
Citigroup
New York
$1.19M +$804K +39,794 +208%
PPA
20
Parametric Portfolio Associates
Washington
$1.18M -$109K -5,405 -8%
DA
21
Doliver Advisors
Texas
$1.09M -$1.74M -86,088 -61%
RJA
22
Raymond James & Associates
Florida
$885K -$6.36K -315 -0.7%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$836K -$76K – –
SG Americas Securities
24
SG Americas Securities
New York
$772K +$772K +38,193 New
WAM
25
Weiss Asset Management
Massachusetts
$703K +$703K +34,793 New
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