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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.4M -$1.07M -69,865 -2%
AAM
2
Advisors Asset Management
Colorado
$20.6M +$3.1M +203,210 +19%
CPC
3
Congress Park Capital
New York
$8.63M +$102K +6,706 +1%
GC
4
Guggenheim Capital
Illinois
$5.88M +$1.6M +105,061 +40%
PCM
5
Penserra Capital Management
California
$5.59M +$204K +13,391 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5.25M +$3.68M +241,185 +272%
LPL Financial
7
LPL Financial
California
$4.83M -$98.4K -6,452 -2%
Cohen & Steers
8
Cohen & Steers
New York
$4.53M
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$3.27M +$3.14M +205,874 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.74M +$514K +33,668 +44%
PAS
11
Park Avenue Securities
New York
$1.35M -$31.1K -2,037 -2%
SCM
12
Saba Capital Management
New York
$1.23M -$4.18M -274,138 -78%
OC
13
Oppenheimer & Co
New York
$1.22M -$57.1K -3,742 -5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.17M -$11.4K -747 -1%
Raymond James Financial
15
Raymond James Financial
Florida
$972K +$44.8K +2,934 +5%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$842K -$32.1K -2,101 -4%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$811K +$70.6K +4,626 +10%
TPWM
18
Twelve Points Wealth Management
Massachusetts
$736K -$16.2K -1,060 -2%
KAS
19
Kestra Advisory Services
Texas
$677K -$24.1K -1,580 -4%
Bank of America
20
Bank of America
North Carolina
$650K -$732 -48 -0.1%
CL
21
Choreo LLC
Illinois
$632K +$399K +26,162 +193%
MFG
22
Merit Financial Group
Georgia
$579K -$4.01K -263 -0.7%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$554K +$85.4K +5,595 +19%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$544K +$217K +14,225 +71%
Invesco
25
Invesco
Georgia
$476K -$56.4K -3,696 -11%