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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$12.1M +$1.19M +49,657 +11%
Cohen & Steers
2
Cohen & Steers
New York
$9.81M -$1.71M -71,248 -15%
SIA
3
Sit Investment Associates
Minnesota
$6.88M +$63.6K +2,650 +0.9%
AAM
4
Advisors Asset Management
Colorado
$6.77M +$911K +37,989 +16%
Bank of America
5
Bank of America
North Carolina
$4.65M +$282K +11,757 +7%
Morgan Stanley
6
Morgan Stanley
New York
$3.7M -$137K -5,726 -4%
RCM
7
Robinson Capital Management
Michigan
$2.73M -$79.2K -3,300 -3%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.56M +$230K +9,574 +10%
Invesco
9
Invesco
Georgia
$2.36M +$361K +15,050 +18%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.94M +$70.1K +2,922 +4%
LPL Financial
11
LPL Financial
California
$1.92M -$81.5K -3,397 -4%
UBS Group
12
UBS Group
Switzerland
$1.31M -$152K -6,357 -11%
RJA
13
Raymond James & Associates
Florida
$925K -$478K -19,915 -34%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$922K +$21.3K +886 +2%
SIM
15
Sonora Investment Management
Arizona
$593K
RCA
16
Rowland Carmichael Advisors
Arizona
$557K
NFG
17
Next Financial Group
Texas
$474K -$108K -4,483 -19%
CIA
18
Capital Investment Advisors
Georgia
$386K +$383K +15,949 New
DA
19
Doliver Advisors
Texas
$313K +$310K +12,918 New
Millennium Management
20
Millennium Management
New York
$244K +$242K +10,081 New
Ameriprise
21
Ameriprise
Minnesota
$213K +$211K +8,814 New
Wells Fargo
22
Wells Fargo
California
$191K -$4.96K -207 -3%
Creative Planning
23
Creative Planning
Kansas
$149K +$6.6K +275 +5%
AG
24
Advisor Group
Arizona
$139K +$2.4K +100 +2%
CAN
25
Cetera Advisor Networks
California
$115K +$5.25K +219 +5%