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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$15.9M +$6.74M +374,875 +69%
RCM
2
Rivernorth Capital Management
Florida
$13.5M -$930K -51,702 -6%
AAM
3
Advisors Asset Management
Colorado
$10.3M -$953K -52,942 -8%
Cohen & Steers
4
Cohen & Steers
New York
$6.27M +$752K +41,772 +13%
Morgan Stanley
5
Morgan Stanley
New York
$5.42M -$2.41K -134 -0%
HBCM
6
Heron Bay Capital Management
Michigan
$4.28M -$67.7K -3,761 -2%
SIA
7
Sit Investment Associates
Minnesota
$3.9M -$675K -37,500 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.8M -$2.44M -135,348 -38%
SCM
9
Saba Capital Management
New York
$2.68M -$3.03M -168,405 -52%
GC
10
Guggenheim Capital
Illinois
$2.39M +$59.5K +3,309 +2%
Bank of America
11
Bank of America
North Carolina
$1.63M +$323K +17,942 +24%
Truist Financial
12
Truist Financial
North Carolina
$1.53M -$78.5K -4,365 -5%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.42M +$59.8K +3,322 +4%
LPL Financial
14
LPL Financial
California
$1.2M -$161K -8,944 -11%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.2M +$22.6K +1,257 +2%
TPWM
16
Twelve Points Wealth Management
Massachusetts
$999K -$88.4K -4,915 -8%
Invesco
17
Invesco
Georgia
$938K +$421K +23,416 +76%
1CP
18
1607 Capital Partners
Virginia
$792K +$425K +23,625 +107%
NA
19
NewEdge Advisors
Louisiana
$791K +$75.1K +4,175 +10%
RJA
20
Raymond James & Associates
Florida
$720K -$9.57K -532 -1%
RCM
21
Robinson Capital Management
Michigan
$579K
UBS Group
22
UBS Group
Switzerland
$577K -$21.5K -1,195 -3%
SFS
23
Shaker Financial Services
Virginia
$527K -$48.8K -2,710 -8%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$508K +$19.5K +1,083 +4%
PAG
25
Private Advisor Group
New Jersey
$479K +$135K +7,520 +37%