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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37M +$3.96M +332,731 +13%
AAM
2
Advisors Asset Management
Colorado
$9.12M +$654K +54,932 +8%
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$4.38M +$895K +75,189 +27%
CPC
4
Congress Park Capital
New York
$4.27M +$1.5M +126,213 +58%
Cohen & Steers
5
Cohen & Steers
New York
$3.55M
Bank of America
6
Bank of America
North Carolina
$3.13M +$1.95M +163,806 +187%
PAS
7
Park Avenue Securities
New York
$1.34M -$16.2K -1,364 -1%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.31M +$15.5K +1,300 +1%
LCM
9
Landscape Capital Management
New Jersey
$1.3M -$29.3K -2,458 -2%
GP
10
Gridiron Partners
Pennsylvania
$1.14M +$22.5K +1,893 +2%
Wealth Enhancement Advisory Services
11
Wealth Enhancement Advisory Services
Minnesota
$1.02M -$219K -18,363 -18%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$955K +$188K +15,818 +26%
LPL Financial
13
LPL Financial
California
$904K +$36.8K +3,092 +4%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$890K -$21.8K -1,834 -2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$677K -$55.7K -4,680 -8%
TPWM
16
Twelve Points Wealth Management
Massachusetts
$665K -$238 -20 -0%
Osaic Holdings
17
Osaic Holdings
Arizona
$619K -$34.1K -2,861 -5%
OC
18
Oppenheimer & Co
New York
$598K +$572K +48,045 New
SFS
19
Shaker Financial Services
Virginia
$593K +$189K +15,914 +50%
RJA
20
Raymond James & Associates
Florida
$590K -$21.9K -1,838 -4%
PIWA
21
Prevail Innovative Wealth Advisors
Kansas
$546K +$423K +35,556 +429%
RCM
22
Robinson Capital Management
Michigan
$433K -$298 -25 -0.1%
NA
23
NewEdge Advisors
Louisiana
$427K -$55K -4,619 -12%
PAG
24
Private Advisor Group
New Jersey
$399K -$4.19K -352 -1%
Invesco
25
Invesco
Georgia
$374K +$358K +30,095 New