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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.4M -$1.61M -115,843 -4%
AAM
2
Advisors Asset Management
Colorado
$14.5M +$2.73M +196,305 +23%
PCM
3
Penserra Capital Management
California
$7.74M +$535K +38,497 +7%
CPC
4
Congress Park Capital
New York
$7.17M +$116K +8,321 +2%
Cohen & Steers
5
Cohen & Steers
New York
$3.93M
LPL Financial
6
LPL Financial
California
$3.73M +$645K +46,388 +21%
GC
7
Guggenheim Capital
Illinois
$3.1M +$1.44M +103,556 +86%
PIWA
8
Prevail Innovative Wealth Advisors
Kansas
$1.99M +$327K +23,539 +19%
Bank of America
9
Bank of America
North Carolina
$1.75M +$27.6K +1,985 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.47M -$205K -14,738 -12%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.26M -$25.7K -1,849 -2%
PAS
12
Park Avenue Securities
New York
$1.24M -$36K -2,587 -3%
OC
13
Oppenheimer & Co
New York
$1.11M -$340K -24,445 -23%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.07M -$5.83K -419 -0.5%
Wealth Enhancement Advisory Services
15
Wealth Enhancement Advisory Services
Minnesota
$843K -$45.3K -3,261 -5%
Raymond James Financial
16
Raymond James Financial
Florida
$813K +$5.81K +418 +0.7%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$781K -$75.7K -5,441 -9%
Invesco
18
Invesco
Georgia
$775K -$580K -41,703 -43%
PAG
19
Private Advisor Group
New Jersey
$731K +$24.7K +1,775 +3%
WAM
20
Wolverine Asset Management
Illinois
$727K +$463K +33,324 +172%
KAS
21
Kestra Advisory Services
Texas
$596K +$241K +17,305 +67%
TPWM
22
Twelve Points Wealth Management
Massachusetts
$559K -$115K -8,274 -17%
MFG
23
Merit Financial Group
Georgia
$506K -$9.41K -677 -2%
RCM
24
Robinson Capital Management
Michigan
$489K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$380K -$2.35K -169 -0.6%