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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$11.7M +$736K +36,432 +7%
Cohen & Steers
2
Cohen & Steers
New York
$7.86M +$3.88M +191,783 +96%
Morgan Stanley
3
Morgan Stanley
New York
$5.8M +$170K +8,412 +3%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$5.6M +$1.55M +76,646 +38%
GC
5
Guggenheim Capital
Illinois
$5.47M -$874K -43,223 -14%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.6M +$20.6K +1,017 +1%
AAM
7
Advisors Asset Management
Colorado
$1.53M +$1.09M +54,019 +246%
AG
8
Advisor Group
Arizona
$1.21M +$63.1K +3,120 +5%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$1.05M +$87.5K +4,329 +9%
Bank of America
10
Bank of America
North Carolina
$1.01M -$23.6K -1,166 -2%
RJA
11
Raymond James & Associates
Florida
$786K -$32.1K -1,589 -4%
BPWA
12
Beacon Pointe Wealth Advisors
California
$684K +$687K +33,967 New
LPL Financial
13
LPL Financial
California
$544K -$5.68K -281 -1%
UBS Group
14
UBS Group
Switzerland
$517K -$59.2K -2,929 -10%
SIM
15
Sonora Investment Management
Arizona
$493K -$2.75K -136 -0.6%
LCM
16
Landscape Capital Management
New Jersey
$492K +$494K +24,460 New
DA
17
Doliver Advisors
Texas
$368K +$142K +7,011 +61%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$326K +$29.9K +1,477 +10%
BRWA
19
B. Riley Wealth Advisors
Florida
$308K +$2.73K +135 +0.9%
SFS
20
Shaker Financial Services
Virginia
$255K +$256K +12,650 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$249K -$244K -12,095 -49%
WAM
22
Wolverine Asset Management
Illinois
$229K -$95.3K -4,712 -29%
ACM
23
Arlington Capital Management
Illinois
$224K +$161K +7,943 +250%
SB
24
Suntrust Banks
Georgia
$214K +$120K +5,928 +192%
BCA
25
Biltmore Capital Advisors
New Jersey
$179K +$12.6K +625 +8%