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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$16.3M -$161K -4,567 -1%
Cohen & Steers
2
Cohen & Steers
New York
$11.8M +$391K +11,112 +4%
Morgan Stanley
3
Morgan Stanley
New York
$5.85M +$24.1K +684 +0.4%
GC
4
Guggenheim Capital
Illinois
$4.15M +$101K +2,879 +3%
U
5
UBS
Switzerland
$3.92M -$116K -3,303 -3%
MFS
6
MSI Financial Services
Massachusetts
$2.25M +$119K +3,385 +6%
KFS
7
KMS Financial Services
Washington
$2.13M -$173K -4,921 -8%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$1.99M +$125K +3,540 +7%
Bank of America
9
Bank of America
North Carolina
$1.62M +$238K +6,771 +18%
RJA
10
Raymond James & Associates
Florida
$1.57M +$70.8K +2,011 +5%
Invesco
11
Invesco
Georgia
$1.28M -$3.02M -85,709 -71%
SG Americas Securities
12
SG Americas Securities
New York
$1.25M +$1.23M +34,889 New
CIA
13
Capital Investment Advisors
Georgia
$929K +$911K +25,867 New
NPC
14
National Planning Corporation
California
$867K -$3.8K -108 -0.4%
Wells Fargo
15
Wells Fargo
California
$520K +$13.7K +389 +3%
BRWA
16
B. Riley Wealth Advisors
Florida
$489K -$2.39K -68 -0.5%
CA
17
Cetera Advisors
Colorado
$342K +$52.3K +1,487 +18%
OA
18
Oxbow Advisors
Texas
$311K +$5.35K +152 +2%
BTS
19
BB&T Securities
Virginia
$297K
FAAS
20
First Allied Advisory Services
California
$286K -$130K -3,704 -32%
WS
21
Wedbush Securities
California
$272K -$26.6K -757 -9%
CAN
22
Cetera Advisor Networks
California
$214K +$39.4K +1,118 +23%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$175K -$39.2K -1,114 -19%
WA
24
WFG Advisors
Texas
$153K
Jane Street
25
Jane Street
New York
$148K -$466K -13,248 -76%