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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$11.3M +$935K +43,114 +10%
GC
2
Guggenheim Capital
Illinois
$7.04M +$640K +29,517 +11%
Morgan Stanley
3
Morgan Stanley
New York
$5.69M +$517K +23,853 +11%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.26M +$119K +5,510 +4%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.8M +$6.85K +316 +0.4%
Cohen & Steers
6
Cohen & Steers
New York
$1.42M -$1.44M -66,523 -52%
AG
7
Advisor Group
Arizona
$1.31M +$99.9K +4,607 +9%
Bank of America
8
Bank of America
North Carolina
$1.21M -$46.7K -2,153 -4%
RJA
9
Raymond James & Associates
Florida
$980K +$22.6K +1,043 +2%
UBS Group
10
UBS Group
Switzerland
$796K +$318K +14,690 +73%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$793K +$96.3K +4,443 +15%
AAM
12
Advisors Asset Management
Colorado
$748K -$490K -22,605 -41%
LPL Financial
13
LPL Financial
California
$627K +$32.2K +1,485 +6%
SIM
14
Sonora Investment Management
Arizona
$561K
Baird Financial Group
15
Baird Financial Group
Wisconsin
$548K +$32.5K +1,500 +7%
BRWA
16
B. Riley Wealth Advisors
Florida
$324K -$564 -26 -0.2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$251K -$217 -10 -0.1%
QOP
18
Quinn Opportunity Partners
Virginia
$206K +$1.35M +62,500 New
QCIG
19
Quad-Cities Investment Group
Iowa
$196K +$45.6K +2,106 +32%
Wells Fargo
20
Wells Fargo
California
$167K +$16.6K +766 +12%
Creative Planning
21
Creative Planning
Kansas
$142K -$14.6K -675 -10%
TA
22
Townsend & Associates
Colorado
$138K +$4.4K +203 +3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$79K -$1.85M -85,461 -96%
WS
24
Wedbush Securities
California
$78K -$15.8K -727 -18%
SPC
25
Sigma Planning Corp
Michigan
$78K