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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$10.9M -$1.96M -86,388 -15%
GC
2
Guggenheim Capital
Illinois
$10.3M +$1.23M +54,256 +14%
SIA
3
Sit Investment Associates
Minnesota
$6.43M +$1.25M +55,130 +24%
AAM
4
Advisors Asset Management
Colorado
$5.53M +$742K +32,740 +16%
Bank of America
5
Bank of America
North Carolina
$4.12M +$564K +24,869 +16%
Morgan Stanley
6
Morgan Stanley
New York
$3.63M +$208K +9,200 +6%
RCM
7
Robinson Capital Management
Michigan
$2.65M
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.2M +$67.6K +2,984 +3%
LPL Financial
9
LPL Financial
California
$1.92M +$28.4K +1,253 +2%
Invesco
10
Invesco
Georgia
$1.88M +$107K +4,716 +6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.76M +$214K +9,422 +14%
UBS Group
12
UBS Group
Switzerland
$1.38M +$69.8K +3,080 +5%
RJA
13
Raymond James & Associates
Florida
$1.33M -$41.1K -1,812 -3%
LCM
14
Laurion Capital Management
New York
$876K +$869K +38,365 New
Baird Financial Group
15
Baird Financial Group
Wisconsin
$850K +$2.42K +107 +0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$592K +$16.1K +712 +3%
SIM
17
Sonora Investment Management
Arizona
$560K
NFG
18
Next Financial Group
Texas
$545K +$117K +5,163 +28%
RCA
19
Rowland Carmichael Advisors
Arizona
$526K +$56.7K +2,500 +12%
BRWA
20
B. Riley Wealth Advisors
Florida
$303K -$70.7K -3,121 -19%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$215K +$23.2K +1,022 +12%
Wells Fargo
22
Wells Fargo
California
$184K -$13.9K -615 -7%
GI
23
Glovista Investments
New Jersey
$150K -$15.6K -689 -9%
VKH
24
Virtu KCG Holdings
New York
$147K +$44.4K +1,957 +44%
SEI Investments
25
SEI Investments
Pennsylvania
$135K +$19.5K +862 +5,388%