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Virtus Convertible & Income Fund II
NCZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cohen & Steers
1
Cohen & Steers
New York
USD 10.9 M -USD 1.96 M -86,388 -15%
Guggenheim Capital
2
Guggenheim Capital
Illinois
USD 10.3 M +USD 1.23 M +54,256 +14%
Sit Investment Associates
3
Sit Investment Associates
Minnesota
USD 6.43 M +USD 1.25 M +55,130 +24%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 5.52 M +USD 742 k +32,740 +16%
Bank of America
5
Bank of America
North Carolina
USD 4.12 M +USD 564 k +24,869 +16%
Morgan Stanley
6
Morgan Stanley
New York
USD 3.63 M +USD 208 k +9,200 +6%
Robinson Capital Management
7
Robinson Capital Management
Michigan
USD 2.65 M – – –
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
USD 2.2 M +USD 67.6 k +2,984 +3%
LPL Financial
9
LPL Financial
California
USD 1.92 M +USD 28.4 k +1,253 +2%
Invesco
10
Invesco
Georgia
USD 1.88 M +USD 107 k +4,716 +6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
USD 1.76 M +USD 214 k +9,422 +14%
UBS Group
12
UBS Group
Switzerland
USD 1.38 M +USD 69.8 k +3,080 +5%
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 1.33 M -USD 41.1 k -1,812 -3%
Laurion Capital Management
14
Laurion Capital Management
New York
USD 876 k +USD 869 k +38,365 Nuevas
Baird Financial Group
15
Baird Financial Group
Wisconsin
USD 850 k +USD 2.42 k +107 +0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 592 k +USD 16.1 k +712 +3%
Sonora Investment Management
17
Sonora Investment Management
Arizona
USD 560 k – – –
Next Financial Group
18
Next Financial Group
Texas
USD 545 k +USD 117 k +5,163 +28%
Rowland Carmichael Advisors
19
Rowland Carmichael Advisors
Arizona
USD 526 k +USD 56.7 k +2,500 +12%
B. Riley Wealth Advisors
20
B. Riley Wealth Advisors
Florida
USD 303 k -USD 70.7 k -3,121 -19%
Raymond James Financial Services Advisors
21
Raymond James Financial Services Advisors
Florida
USD 215 k +USD 23.2 k +1,022 +12%
Wells Fargo
22
Wells Fargo
California
USD 184 k -USD 13.9 k -615 -7%
Glovista Investments
23
Glovista Investments
New Jersey
USD 150 k -USD 15.6 k -689 -9%
Virtu KCG Holdings
24
Virtu KCG Holdings
New York
USD 147 k +USD 44.4 k +1,957 +44%
SEI Investments
25
SEI Investments
Pennsylvania
USD 135 k +USD 19.5 k +862 +5,388%
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