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Virtus Convertible & Income Fund II
NCZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 10.8 M +USD 1.43 M +44,276 +14%
LPL Financial
2
LPL Financial
California
USD 10.2 M +USD 5.52 M +171,240 +106%
ICAS
3
Investors Capital Advisory Services
Massachusetts
USD 4.98 M +USD 157 k +4,873 +3%
Bank of America
4
Bank of America
North Carolina
USD 4.13 M +USD 293 k +9,079 +7%
Guggenheim Capital
5
Guggenheim Capital
Illinois
USD 3.45 M +USD 3.93 k +122 +0.1%
Morgan Stanley
6
Morgan Stanley
New York
USD 3.38 M -USD 793 k -24,625 -18%
Cohen & Steers
7
Cohen & Steers
New York
USD 3.02 M +USD 740 k +22,975 +30%
MSI Financial Services
8
MSI Financial Services
Massachusetts
USD 2.19 M -USD 91.7 k -2,846 -4%
Ladenburg Thalmann Financial Services
9
Ladenburg Thalmann Financial Services
Florida
USD 1.38 M +USD 87 k +2,699 +6%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 1.35 M -USD 279 k -8,655 -16%
Capital Investment Advisors
11
Capital Investment Advisors
Georgia
USD 600 k -USD 25.5 k -790 -4%
Wells Fargo
12
Wells Fargo
California
USD 463 k +USD 41.6 k +1,290 +9%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
USD 356 k +USD 174 k +5,411 +84%
Cetera Advisors
14
Cetera Advisors
Colorado
USD 351 k -USD 183 k -5,675 -32%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 299 k +USD 37.9 k +1,175 +13%
BB&T Securities
16
BB&T Securities
Virginia
USD 254 k +USD 7.57 k +235 +3%
Doliver Advisors
17
Doliver Advisors
Texas
USD 253 k +USD 272 k +8,444 Nuevas
B. Riley Wealth Advisors
18
B. Riley Wealth Advisors
Florida
USD 224 k -USD 213 k -6,597 -47%
Creative Planning
19
Creative Planning
Kansas
USD 209 k +USD 54.5 k +1,692 +32%
American International Group
20
American International Group
New York
USD 177 k -USD 22.9 k -711 -11%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 124 k +USD 40.2 k +1,249 +43%
Sigma Planning Corp
22
Sigma Planning Corp
Michigan
USD 92 k +USD 6.44 k +200 +7%
Cetera Advisor Networks
23
Cetera Advisor Networks
California
USD 88 k – – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
USD 75 k – – –
Mariner Investment Group
25
Mariner Investment Group
New York
USD 75 k +USD 80.5 k +2,500 Nuevas
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