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Virtus Convertible & Income Fund II
NCZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cohen & Steers
1
Cohen & Steers
New York
USD 13.4 M +USD 720 k +31,373 +6%
Guggenheim Capital
2
Guggenheim Capital
Illinois
USD 9.4 M +USD 2.18 M +95,205 +32%
Sit Investment Associates
3
Sit Investment Associates
Minnesota
USD 5.37 M +USD 172 k +7,500 +3%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 4.96 M +USD 996 k +43,397 +26%
Bank of America
5
Bank of America
North Carolina
USD 3.69 M -USD 221 k -9,615 -6%
Morgan Stanley
6
Morgan Stanley
New York
USD 3.55 M +USD 226 k +9,844 +7%
Robinson Capital Management
7
Robinson Capital Management
Michigan
USD 2.76 M – – –
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
USD 2.21 M +USD 369 k +16,069 +21%
LPL Financial
9
LPL Financial
California
USD 1.95 M +USD 53.4 k +2,326 +3%
Invesco
10
Invesco
Georgia
USD 1.84 M +USD 592 k +25,808 +50%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
USD 1.61 M +USD 1.4 M +61,022 +896%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 1.42 M +USD 64.8 k +2,826 +5%
UBS Group
13
UBS Group
Switzerland
USD 1.36 M -USD 2.03 M -88,299 -61%
Baird Financial Group
14
Baird Financial Group
Wisconsin
USD 880 k +USD 3.9 k +170 +0.5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 598 k +USD 34.6 k +1,506 +6%
Sonora Investment Management
16
Sonora Investment Management
Arizona
USD 581 k – – –
Rowland Carmichael Advisors
17
Rowland Carmichael Advisors
Arizona
USD 487 k – – –
Capital Investment Advisors
18
Capital Investment Advisors
Georgia
USD 472 k -USD 33.4 k -1,456 -7%
Next Financial Group
19
Next Financial Group
Texas
USD 443 k +USD 307 k +13,400 +253%
B. Riley Wealth Advisors
20
B. Riley Wealth Advisors
Florida
USD 389 k -USD 1.06 k -46 -0.3%
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 361 k -USD 1.42 M -62,095 -80%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
USD 304 k +USD 294 k +12,799 Nuevas
Wells Fargo
23
Wells Fargo
California
USD 206 k +USD 47.3 k +2,063 +31%
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
USD 199 k -USD 23.3 k -1,014 -11%
Glovista Investments
25
Glovista Investments
New Jersey
USD 172 k +USD 166 k +7,253 Nuevas
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