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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$13.4M +$720K +31,373 +6%
GC
2
Guggenheim Capital
Illinois
$9.4M +$2.18M +95,205 +32%
SIA
3
Sit Investment Associates
Minnesota
$5.37M +$172K +7,500 +3%
AAM
4
Advisors Asset Management
Colorado
$4.96M +$996K +43,397 +26%
Bank of America
5
Bank of America
North Carolina
$3.69M -$221K -9,615 -6%
Morgan Stanley
6
Morgan Stanley
New York
$3.55M +$226K +9,844 +7%
RCM
7
Robinson Capital Management
Michigan
$2.76M
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.21M +$369K +16,069 +21%
LPL Financial
9
LPL Financial
California
$1.95M +$53.4K +2,326 +3%
Invesco
10
Invesco
Georgia
$1.84M +$592K +25,808 +50%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.61M +$1.4M +61,022 +896%
RJA
12
Raymond James & Associates
Florida
$1.42M +$64.8K +2,826 +5%
UBS Group
13
UBS Group
Switzerland
$1.36M -$2.03M -88,299 -61%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$880K +$3.9K +170 +0.5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$598K +$34.6K +1,506 +6%
SIM
16
Sonora Investment Management
Arizona
$581K
RCA
17
Rowland Carmichael Advisors
Arizona
$487K
CIA
18
Capital Investment Advisors
Georgia
$472K -$33.4K -1,456 -7%
NFG
19
Next Financial Group
Texas
$443K +$307K +13,400 +253%
BRWA
20
B. Riley Wealth Advisors
Florida
$389K -$1.05K -46 -0.3%
MFS
21
MSI Financial Services
Massachusetts
$361K -$1.42M -62,095 -80%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$304K +$294K +12,799 New
Wells Fargo
23
Wells Fargo
California
$206K +$47.3K +2,063 +31%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$199K -$23.3K -1,014 -11%
GI
25
Glovista Investments
New Jersey
$172K +$166K +7,253 New