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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.2M +$121K +3,165 +2%
Bank of America
2
Bank of America
North Carolina
$5.52M +$361K +9,473 +7%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$5.36M +$147K +3,867 +3%
GC
4
Guggenheim Capital
Illinois
$4.92M -$50.6K -1,327 -1%
LPL Financial
5
LPL Financial
California
$4.76M +$11.6K +303 +0.2%
U
6
UBS
Switzerland
$3.4M +$308K +8,080 +10%
Cohen & Steers
7
Cohen & Steers
New York
$2.47M -$803K -21,070 -24%
MFS
8
MSI Financial Services
Massachusetts
$2.44M +$125K +3,276 +5%
RJA
9
Raymond James & Associates
Florida
$1.9M +$296K +7,751 +18%
Invesco
10
Invesco
Georgia
$1.44M -$205K -5,373 -12%
KFS
11
KMS Financial Services
Washington
$1.4M +$156K +4,093 +12%
NPC
12
National Planning Corporation
California
$849K -$16.9K -443 -2%
CA
13
Cetera Advisors
Colorado
$574K +$78.9K +2,069 +15%
Wells Fargo
14
Wells Fargo
California
$542K -$23.8K -625 -4%
BRWA
15
B. Riley Wealth Advisors
Florida
$424K -$505K -13,255 -53%
OA
16
Oxbow Advisors
Texas
$333K +$5.79K +152 +2%
NFG
17
Next Financial Group
Texas
$326K
AIG
18
American International Group
New York
$321K +$255K +6,701 +319%
BTS
19
BB&T Securities
Virginia
$302K
FAAS
20
First Allied Advisory Services
California
$292K +$304K +7,972 New
DA
21
Doliver Advisors
Texas
$261K +$272K +7,142 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$252K +$61.8K +1,620 +31%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$231K +$10.7K +280 +5%
WA
24
WFG Advisors
Texas
$153K
Deutsche Bank
25
Deutsche Bank
Germany
$147K -$20.8K -546 -12%