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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.7M +$1.96M +57,341 +22%
LPL Financial
2
LPL Financial
California
$5.43M +$403K +11,815 +8%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$5.42M +$288K +8,437 +6%
Morgan Stanley
4
Morgan Stanley
New York
$4.63M -$3.19M -93,598 -41%
Bank of America
5
Bank of America
North Carolina
$4.33M -$70.4K -2,065 -2%
GC
6
Guggenheim Capital
Illinois
$3.87M -$543K -15,933 -12%
Cohen & Steers
7
Cohen & Steers
New York
$2.61M
MFS
8
MSI Financial Services
Massachusetts
$2.55M +$124K +3,649 +5%
RJA
9
Raymond James & Associates
Florida
$1.81M +$13.2K +386 +0.7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.46M +$83.6K +2,450 +6%
CIA
11
Capital Investment Advisors
Georgia
$701K -$750 -22 -0.1%
CA
12
Cetera Advisors
Colorado
$583K +$3.72K +109 +0.6%
Wells Fargo
13
Wells Fargo
California
$477K +$17.4K +510 +4%
BRWA
14
B. Riley Wealth Advisors
Florida
$473K +$87K +2,552 +22%
Invesco
15
Invesco
Georgia
$348K -$543K -15,935 -61%
OA
16
Oxbow Advisors
Texas
$318K +$6.07K +178 +2%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$296K +$88.4K +2,593 +42%
BTS
18
BB&T Securities
Virginia
$278K
FAAS
19
First Allied Advisory Services
California
$239K -$16.2K -474 -6%
AIG
20
American International Group
New York
$223K -$136K -3,973 -38%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$218K -$15.4K -452 -7%
Creative Planning
22
Creative Planning
Kansas
$177K -$46.6K -1,365 -21%
VKH
23
Virtu KCG Holdings
New York
$158K +$31.8K +931 +25%
NPC
24
National Planning Corporation
California
$116K -$714K -20,930 -86%
HighTower Advisors
25
HighTower Advisors
Illinois
$109K +$8.02K +235 +8%