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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.2M +$4.66M +372,904 +21%
SCM
2
Saba Capital Management
New York
$6.47M -$4.1M -328,111 -38%
AAM
3
Advisors Asset Management
Colorado
$5.3M +$837K +66,957 +18%
Cohen & Steers
4
Cohen & Steers
New York
$3.42M -$1.09M -87,499 -23%
HBCM
5
Heron Bay Capital Management
Michigan
$2.92M +$2.46M +196,720 +422%
CPC
6
Congress Park Capital
New York
$2.15M +$315K +25,186 +16%
Bank of America
7
Bank of America
North Carolina
$1.49M -$811K -64,870 -34%
GC
8
Guggenheim Capital
Illinois
$1.36M -$75K -5,998 -5%
Truist Financial
9
Truist Financial
North Carolina
$1.16M +$45K +3,600 +4%
PAS
10
Park Avenue Securities
New York
$1.15M -$54.6K -4,362 -4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.09M -$105K -8,402 -8%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$698K +$88.9K +7,106 +14%
TPWM
13
Twelve Points Wealth Management
Massachusetts
$681K
LPL Financial
14
LPL Financial
California
$612K +$96.1K +7,684 +18%
Osaic Holdings
15
Osaic Holdings
Arizona
$602K -$24.2K -1,935 -4%
NA
16
NewEdge Advisors
Louisiana
$590K +$5.39K +431 +0.9%
RJA
17
Raymond James & Associates
Florida
$521K +$26.9K +2,147 +5%
SFS
18
Shaker Financial Services
Virginia
$378K +$389K +31,100 New
UBS Group
19
UBS Group
Switzerland
$363K -$19.4K -1,549 -5%
SA
20
SFI Advisors
New Jersey
$353K +$368K +29,392 New
BRWA
21
B. Riley Wealth Advisors
Florida
$348K +$9.38K +750 +3%
RCM
22
Robinson Capital Management
Michigan
$327K +$339K +27,125 New
PAG
23
Private Advisor Group
New Jersey
$319K +$41.2K +3,295 +14%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$309K +$58.7K +4,693 +22%
AWS
25
Atria Wealth Solutions
New York
$301K +$40K +3,199 +15%