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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$21.3M +$5.25M +258,509 +32%
SCM
2
Saba Capital Management
New York
$12.7M +$2.71M +133,112 +26%
AAM
3
Advisors Asset Management
Colorado
$9.36M +$1.79M +88,275 +23%
PPA
4
Parametric Portfolio Associates
Washington
$6.21M +$2.67M +131,320 +73%
HBCM
5
Heron Bay Capital Management
Michigan
$5.65M -$92.8K -4,565 -2%
Cohen & Steers
6
Cohen & Steers
New York
$5.57M -$3.33M -163,975 -37%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.97M +$263K +12,938 +5%
Morgan Stanley
8
Morgan Stanley
New York
$4.94M -$454K -22,340 -8%
Bank of America
9
Bank of America
North Carolina
$3.23M -$691 -34 -0%
GC
10
Guggenheim Capital
Illinois
$2.64M -$1.04M -51,135 -28%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$1.79M +$1.83M +89,869 New
LPL Financial
12
LPL Financial
California
$1.67M -$42K -2,064 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.43M +$2.83K +139 +0.2%
SFS
14
Shaker Financial Services
Virginia
$1.42M +$1.2M +58,842 +483%
CPC
15
Congress Park Capital
New York
$1.39M -$45.6K -2,243 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.35M -$26.6K -1,311 -2%
QC
17
Quantedge Capital
Singapore
$1.08M +$801K +39,425 +269%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$971K -$127K -6,250 -11%
6M
19
6 Meridian
Kansas
$883K +$901K +44,311 New
AA
20
AQR Arbitrage
Connecticut
$858K +$876K +43,083 New
MC
21
Matisse Capital
Oregon
$846K
RJA
22
Raymond James & Associates
Florida
$808K -$6.36K -313 -0.8%
WAM
23
Wolverine Asset Management
Illinois
$723K +$102K +5,006 +16%
BI
24
Bramshill Investments
Florida
$720K +$102K +5,022 +16%
LCM
25
Landscape Capital Management
New Jersey
$697K -$5.2M -255,864 -88%