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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$16.9M +$3.53M +168,955 +26%
AAM
2
Advisors Asset Management
Colorado
$13.2M +$1.24M +59,402 +10%
PPA
3
Parametric Portfolio Associates
Washington
$11.1M +$1.12M +53,652 +11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.24M +$624K +29,831 +9%
SCM
5
Saba Capital Management
New York
$6.59M +$515K +24,616 +8%
Cohen & Steers
6
Cohen & Steers
New York
$6.53M +$459K +21,942 +7%
Morgan Stanley
7
Morgan Stanley
New York
$6.39M +$63.3K +3,025 +1%
SIA
8
Sit Investment Associates
Minnesota
$5.36M +$2.04M +97,457 +59%
HBCM
9
Heron Bay Capital Management
Michigan
$5.11M -$332K -15,891 -6%
GC
10
Guggenheim Capital
Illinois
$2.74M +$1.93M +92,222 +218%
Truist Financial
11
Truist Financial
North Carolina
$1.89M +$1.79M +85,569 +1,227%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.62M +$91.9K +4,393 +6%
LPL Financial
13
LPL Financial
California
$1.6M -$36K -1,722 -2%
Bank of America
14
Bank of America
North Carolina
$1.56M -$101K -4,849 -6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.39M +$4.23K +202 +0.3%
TPWM
16
Twelve Points Wealth Management
Massachusetts
$1.28M +$1.31M +62,577 New
RJA
17
Raymond James & Associates
Florida
$859K +$167 +8 +0%
NA
18
NewEdge Advisors
Louisiana
$847K +$799K +38,201 +1,167%
CPC
19
Congress Park Capital
New York
$778K -$898K -42,920 -53%
HWAM
20
Hennion & Walsh Asset Management
New Jersey
$776K -$1.05M -50,098 -57%
UBS Group
21
UBS Group
Switzerland
$704K +$6.59K +315 +0.9%
RCM
22
Robinson Capital Management
Michigan
$678K -$288K -13,746 -29%
SFS
23
Shaker Financial Services
Virginia
$676K -$557K -26,611 -45%
Invesco
24
Invesco
Georgia
$627K +$518K +24,760 +416%
6M
25
6 Meridian
Kansas
$586K -$40.7K -1,946 -6%