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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$13.7M -$4.1M -107,136 -24%
Morgan Stanley
2
Morgan Stanley
New York
$7.21M +$781K +20,427 +13%
Cohen & Steers
3
Cohen & Steers
New York
$7.16M -$5.58M -146,026 -45%
GC
4
Guggenheim Capital
Illinois
$5.04M +$487K +12,735 +11%
ICAS
5
Investors Capital Advisory Services
Massachusetts
$4.64M +$2.39M +62,520 +113%
Bank of America
6
Bank of America
North Carolina
$4.45M +$2.61M +68,193 +152%
U
7
UBS
Switzerland
$3.2M -$1.06M -27,650 -25%
MFS
8
MSI Financial Services
Massachusetts
$2.39M -$72.5K -1,897 -3%
Invesco
9
Invesco
Georgia
$1.94M +$519K +13,563 +38%
RJA
10
Raymond James & Associates
Florida
$1.8M +$77.7K +2,033 +5%
KFS
11
KMS Financial Services
Washington
$1.45M -$855K -22,353 -38%
Jane Street
12
Jane Street
New York
$1.32M +$1.13M +29,541 +715%
CIA
13
Capital Investment Advisors
Georgia
$1.02M +$3.37K +88 +0.3%
NPC
14
National Planning Corporation
California
$962K +$12.7K +333 +1%
CA
15
Cetera Advisors
Colorado
$567K +$184K +4,819 +50%
Wells Fargo
16
Wells Fargo
California
$550K -$20.1K -525 -4%
BRWA
17
B. Riley Wealth Advisors
Florida
$510K -$25.1K -657 -5%
OA
18
Oxbow Advisors
Texas
$347K +$5.58K +146 +2%
BTS
19
BB&T Securities
Virginia
$325K
FAAS
20
First Allied Advisory Services
California
$318K +$6K +157 +2%
VKH
21
Virtu KCG Holdings
New York
$239K +$232K +6,078 New
CAN
22
Cetera Advisor Networks
California
$202K -$33.2K -868 -15%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$188K +$37.9K +991 +26%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$182K -$9.29K -243 -5%
WA
25
WFG Advisors
Texas
$168K