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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$12.1M +$140K +7,002 +1%
Cohen & Steers
2
Cohen & Steers
New York
$9.55M +$1.52M +75,664 +19%
GC
3
Guggenheim Capital
Illinois
$6.18M +$599K +29,883 +11%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$5.75M +$49K +2,447 +0.9%
Morgan Stanley
5
Morgan Stanley
New York
$5.73M -$167K -8,319 -3%
KOMWMG
6
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$2.75M +$2.69M +134,372 New
AAM
7
Advisors Asset Management
Colorado
$2.7M +$1.12M +55,692 +73%
LCM
8
Landscape Capital Management
New Jersey
$1.89M +$1.36M +67,791 +277%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.65M +$16.2K +808 +1%
Bank of America
10
Bank of America
North Carolina
$1.62M +$575K +28,716 +57%
CPC
11
Congress Park Capital
New York
$1.18M +$1.15M +57,525 New
AG
12
Advisor Group
Arizona
$1.16M -$67.3K -3,360 -6%
RCM
13
Rivernorth Capital Management
Florida
$1.12M +$1.1M +54,758 New
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$1.11M +$44.2K +2,204 +4%
RJA
15
Raymond James & Associates
Florida
$808K +$7.33K +366 +0.9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$783K +$518K +25,856 +209%
BPA
17
Beacon Pointe Advisors
California
$696K +$681K +33,967 New
SIM
18
Sonora Investment Management
Arizona
$502K
WAM
19
Wolverine Asset Management
Illinois
$497K +$259K +12,921 +113%
UBS Group
20
UBS Group
Switzerland
$452K -$72.5K -3,616 -14%
LPL Financial
21
LPL Financial
California
$392K -$158K -7,883 -29%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$342K +$10.8K +540 +3%
DA
23
Doliver Advisors
Texas
$332K -$46.3K -2,312 -12%
BRWA
24
B. Riley Wealth Advisors
Florida
$306K -$7.66K -382 -2%
ACM
25
Arlington Capital Management
Illinois
$272K +$43.3K +2,160 +19%